Amster Howard 4
4 · PhenixFIN Corp · Filed Jun 16, 2023
Insider Transaction Report
Form 4
Amster Howard
Director10% Owner
Transactions
- Purchase
Common Stock, $0.001 par value
2023-06-14$35.63/sh+2,702$96,272→ 3,203 total(indirect: By Trust) - Purchase
Common Stock, $0.001 par value
2023-06-15$36.27/sh+1,275$46,244→ 4,478 total(indirect: By Trust) - Purchase
Common Stock, $0.001 par value
2023-06-14$34.97/sh+501$17,520→ 501 total(indirect: By Trust) - Purchase
Common Stock, $0.001 par value
2023-06-15$36.99/sh+12,126$448,541→ 16,604 total(indirect: By Trust)
Holdings
- 41(indirect: By Trust)
Common Stock, $0.001 par value
- 409(indirect: By Trust)
Common Stock, $0.001 par value
- 11,700(indirect: By Trust)
Common Stock, $0.001 par value
- 960(indirect: By Trust)
Common Stock, $0.001 par value
- 200(indirect: By Trust)
Common Stock, $0.001 par value
- 275(indirect: By Trust)
Common Stock, $0.001 par value
- 239,724
Common Stock, $0.001 par value
- 557(indirect: By Pleasant Lake Corp)
Common Stock, $0.001 par value
Footnotes (12)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.25 to $35.23, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F10]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 01/11/2005.
- [F11]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as a trustee of the Samuel J. Heller Trust U/A 08/07/2002.
- [F12]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as President of Pleasant Lake Corp.
- [F2]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1.
- [F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.30 to $35.90, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.75 to $36.45, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
- [F5]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.94 to $37.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.
- [F6]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 1.
- [F7]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 2.
- [F8]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster and Tamra Gould Charitable Remainder Unitrust U/A DTD 03/18/1993.
- [F9]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998.