GEM Global Yield LLC SCS 4
4 · Nxu, Inc. · Filed Oct 13, 2023
Insider Transaction Report
Form 4
Nxu, Inc.NXU
GEM Global Yield LLC SCS
10% Owner
Transactions
- Sale
Class A common stock
2023-10-10$0.12/sh−50,000$5,870→ 33,750,000 total - Sale
Class A common stock
2023-10-11$0.10/sh−50,000$5,225→ 33,650,000 total - Sale
Class A common stock
2023-10-12$0.08/sh−69,311$5,781→ 33,580,689 total - Sale
Class A common stock
2023-10-13$0.09/sh−84,383$7,527→ 33,496,306 total
Footnotes (5)
- [F1]Consists of shares of Class A Common Stock, $0.0001 par value per share, held directly by GEM Global Yield LLC SCS ("GEM Investor"). GEM Global Yield Fund LLC ("GEM GP") is the general partner of GEM Investor and Christopher F. Brown is the sole beneficial owner of GEM GP. In such capacities, GEM GP and Mr. Brown may be deemed to have indirect voting and dispositive power over the shares held by GEM Investor. GEM GP and Mr. Brown each disclaim beneficial ownership of the shares held by GEM Investor, except to the extent, if any, that they have a pecuniary interest in such shares.
- [F2]The transactions referenced herein provide for various per share prices ranging from $0.1091 to $0.1316. GEM Investor undertakes to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price.
- [F3]The transactions referenced herein provide for various per share prices ranging from $0.1027 to $0.1079. GEM Investor undertakes to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price.
- [F4]The transactions referenced herein provide for various per share prices ranging from $0.0775 to $0.102. GEM Investor undertakes to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price.
- [F5]The transactions referenced herein provide for various per share prices ranging from $0.0802 to $0.1186. GEM Investor undertakes to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price.