Home/Filings/4/0001140361-23-053530
4//SEC Filing

Drapkin Matthew A 4

Accession 0001140361-23-053530

CIK 0001831096other

Filed

Nov 14, 7:00 PM ET

Accepted

Nov 15, 8:47 PM ET

Size

14.7 KB

Accession

0001140361-23-053530

Insider Transaction Report

Form 4
Period: 2023-11-13
Transactions
  • Purchase

    Common Stock

    2023-11-13$1.95/sh+12,306$23,9612,101,889 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2023-11-13$1.95/sh+2,132$4,1511,882,333 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2023-11-14$1.99/sh+157,711$313,5452,259,600 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2023-11-14$1.99/sh+27,851$55,3711,910,184 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2023-11-15$1.99/sh+19,878$39,5452,279,478 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2023-11-15$1.99/sh+3,506$6,9751,913,690 total(indirect: See Footnote)
Holdings
  • Common Stock

    425,171
Footnotes (4)
  • [F1]Represents shares of common stock held directly by Northern Right Capital (QP), L.P., a Texas limited partnership ("Northern Right QP").
  • [F2]Represents shares of common stock purchased by managed accounts (the "Managed Accounts") on behalf of certain investment advisory clients of Northern Right Capital Management, L.P. ("Northern Right Management").
  • [F3]As general partner and investment manager of Northern Right QP, Northern Right Capital Management, L.P. ("Northern Right Management") may be deemed to be the beneficial owner of the shares of common stock held by Northern Right QP. As the investment manager of the Managed Accounts, Northern Right Management may also be deemed to be the beneficial owner of the shares of common stock held by the Managed Accounts. As general partner of Northern Right Management, BC Advisors, LLC, a Texas limited liability company ("BCA"), may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by Northern Right Management. As the managing member of BCA, the Reporting Person may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by BCA.
  • [F4](continued from footnote 3) The Reporting Person disclaims such beneficial ownership of the shares of common stock indirectly owned through his position with BCA, except to the extent of his pecuniary interest therein.

Documents

1 file

Issuer

Great Elm Group, Inc.

CIK 0001831096

Entity typeother

Related Parties

1
  • filerCIK 0001458693

Filing Metadata

Form type
4
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 8:47 PM ET
Size
14.7 KB