TCG Capital Management, LP 4/A
4/A · Funko, Inc. · Filed Nov 20, 2023
Insider Transaction Report
Form 4/AAmended
Funko, Inc.FNKO
TCG Capital Management, LP
Director10% Owner
Transactions
- Award
Restricted Stock Units
2023-11-02+2,877→ 2,877 total(indirect: See footnote)→ Class A Common Stock (2,877 underlying) - Award
Stock Option (Right to Buy)
2023-11-02+7,180→ 7,180 total(indirect: See footnote)Exercise: $7.51Exp: 2024-11-02→ Class A Common Stock (7,180 underlying)
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs granted to Mike Kerns on November 2, 2023 will vest on November 2, 2024, subject to Mr. Kerns' continued service with the Issuer through the vesting date.
- [F2]The RSUs reported on this row were granted to Mr. Kerns as compensation for his service on the Issuer's board of directors and are held by Mr. Kerns for the benefit of the reporting person.
- [F3]The options reported on this row were granted to Mr. Kerns as compensation for his service on the Issuer's board of directors and are held by Mr. Kerns for the benefit of the reporting person. The options granted to Mr. Kerns on November 2, 2024 will vest and become exercisable on November 2, 2024, subject to Mr. Kerns' continued service with the Issuer through the vesting date.