4//SEC Filing
Simonian Hrach 4
Accession 0001140361-23-054281
CIK 0001789029other
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 6:40 PM ET
Size
8.6 KB
Accession
0001140361-23-054281
Insider Transaction Report
Form 4
Simonian Hrach
Director
Transactions
- Exercise/Conversion
Common Stock
2023-11-18+87,209→ 89,643 total - Exercise/Conversion
Restricted Stock Units
2023-11-18−87,209→ 0 total→ Common Stock (87,209 underlying)
Holdings
- 18,485,197(indirect: By Canaan XI, L.P.)
Common Stock
Footnotes (4)
- [F1]Each restricted stock unit converts into the Issuer's Common Stock on a one-for-one basis upon vesting and settlement.
- [F2]Includes shares received in distributions-in-kind from Canaan XI, L.P. (the "Canaan Fund") made prior to the filing of this report in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
- [F3]Represents shares held directly by the Canaan Fund. The sole general partner of the Canaan Fund is Canaan Partners XI LLC ("Canaan XI", and together with the Canaan Fund, the "Canaan Entities"). Canaan XI may be deemed to have sole voting, investment and dispositive power with respect to the shares held by the Canaan Fund. The Reporting Person is a manager and member of Canaan XI. The Reporting Person disclaims Section 16 beneficial ownership in the securities held by the Canaan Entities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F4]On November 18, 2022, the restricted stock units were awarded pursuant to the Issuer's Non-Employee Director Compensation Plan, pursuant to which each non-employee director of the Issuer received an annual restricted stock unit grant, vesting on the first anniversary of the grant date.
Documents
Issuer
Aeva Technologies, Inc.
CIK 0001789029
Entity typeother
Related Parties
1- filerCIK 0001850357
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 6:40 PM ET
- Size
- 8.6 KB