Buckhout Laurie M 4
4 · Castellum, Inc. · Filed Feb 23, 2024
Insider Transaction Report
Form 4
Buckhout Laurie M
DirectorChief Revenue Officer
Transactions
- Other
Convertible Promissory Note
2024-02-23+0→ 0 total(indirect: By Trust)→ Common Stock, par value $0.0001 per share
Holdings
- 16,290
Common Stock, par value $0.0001 per share
Footnotes (1)
- [F1]The Buckhout Charitable Remainder Trust, Laurie Buckhout, TTEE, formerly was the holder of a convertible promissory note ( Promissory Note) in the principal amount of $3.7 million, with a maturity date of September 30, 2024, convertible into Common Stock at $0.26 per share. In connection with the amendment and restatement of the Promissory Note on February 22, 2024, the principal amount was repaid in part, monthly payments were scheduled, the term of the Promissory Note was extended and the convertibility feature was removed. Therefore, at the effective time of the amendment and restatement, the Promissory Note ceased to be, and the Reporting Person ceased to hold a derivative security .