4//SEC Filing
Drapkin Matthew A 4
Accession 0001140361-24-027327
CIK 0001831096other
Filed
May 22, 8:00 PM ET
Accepted
May 23, 7:34 PM ET
Size
12.4 KB
Accession
0001140361-24-027327
Insider Transaction Report
Form 4
Drapkin Matthew A
Director
Transactions
- Purchase
Common Stock
2024-05-21$1.77/sh+24,984$44,264→ 1,938,674 total(indirect: See Footnote) - Purchase
Common Stock
2024-05-22$1.76/sh+20,001$35,268→ 1,958,675 total(indirect: See Footnote) - Purchase
Common Stock
2024-05-23$1.75/sh+5,015$8,794→ 1,963,690 total(indirect: See Footnote)
Holdings
- 574,903
Common Stock
- 2,279,478(indirect: See Footnote)
Common Stock
Footnotes (7)
- [F1]Represents shares of common stock held directly by Northern Right Capital (QP), L.P., a Texas limited partnership ("Northern Right QP").
- [F2]Represents shares of common stock purchased by managed accounts (the "Managed Accounts") on behalf of certain investment advisory clients of Northern Right Capital Management, L.P. ("Northern Right Management").
- [F3]As general partner and investment manager of Northern Right QP, Northern Right Capital Management, L.P. ("Northern Right Management") may be deemed to be the beneficial owner of the shares of common stock held by Northern Right QP. As the investment manager of the Managed Accounts, Northern Right Management may also be deemed to be the beneficial owner of the shares of common stock held by the Managed Accounts. As general partner of Northern Right Management, BC Advisors, LLC, a Texas limited liability company ("BCA"), may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by Northern Right Management. As the managing member of BCA, the Reporting Person may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by BCA.
- [F4](continued from footnote 3) The Reporting Person disclaims such beneficial ownership of the shares of common stock indirectly owned through his position with BCA, except to the extent of his pecuniary interest therein.
- [F5]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.76 to $1.78, inclusive. The reporting person undertakes to provide to Great Elm Group, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F6]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.76 to $1.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F7]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.75 to $1.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Documents
Issuer
Great Elm Group, Inc.
CIK 0001831096
Entity typeother
Related Parties
1- filerCIK 0001458693
Filing Metadata
- Form type
- 4
- Filed
- May 22, 8:00 PM ET
- Accepted
- May 23, 7:34 PM ET
- Size
- 12.4 KB