4//SEC Filing
GLENCORE INTERNATIONAL AG 4
Accession 0001140361-24-027741
CIK 0001828811other
Filed
May 27, 8:00 PM ET
Accepted
May 28, 6:28 PM ET
Size
36.0 KB
Accession
0001140361-24-027741
Insider Transaction Report
Form 4
GLENCORE INTERNATIONAL PLC
Director10% Owner
Transactions
- Award
Common Shares
2024-05-23+220,855→ 280,240 total(indirect: See footnotes)
GLENCORE INTERNATIONAL AG
Director10% Owner
Transactions
- Award
Common Shares
2024-05-23+220,855→ 280,240 total(indirect: See footnotes)
Sinha Kunal
Director
Transactions
- Award
Common Shares
2024-05-23+220,855→ 280,240 total(indirect: See footnotes)
Glencore Canada Corp
Director10% Owner
Transactions
- Award
Common Shares
2024-05-23+220,855→ 280,240 total(indirect: See footnotes)
Footnotes (3)
- [F1]This form is being filed by each of the following reporting persons: Glencore plc, Glencore International AG, Glencore Canada Corporation and Kunal Sinha (collectively, the "Reporting Persons"). Glencore plc is the parent company of Glencore International AG. Glencore Canada Corporation is an indirect wholly-owned subsidiary of Glencore International AG. Mr. Sinha is the Global Head of Recycling at the Glencore group and is a director of the Issuer. Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
- [F2]Restricted stock units ("RSUs") awarded by the Issuer to Mr. Sinha for service as a non-employee director of the Issuer under its 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of the Issuer subject to time-vesting conditions in accordance with the underlying award and Mr. Sinha's continued service through such vesting date.
- [F3]Includes 220,855 RSUs. Mr. Sinha holds all the securities reported herein for the benefit of Glencore plc, Glencore International AG, and/or Glencore Canada Corporation (collectively, "Glencore"), and may, after vesting, if applicable, transfer the securities directly to Glencore or its subsidiaries.
Documents
Issuer
Li-Cycle Holdings Corp.
CIK 0001828811
Entity typeother
Related Parties
1- filerCIK 0001032383
Filing Metadata
- Form type
- 4
- Filed
- May 27, 8:00 PM ET
- Accepted
- May 28, 6:28 PM ET
- Size
- 36.0 KB