4//SEC Filing
Wallis James W. 4
Accession 0001140361-24-041384
CIK 0001162896other
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 4:55 PM ET
Size
24.8 KB
Accession
0001140361-24-041384
Insider Transaction Report
Form 4
Wallis James W.
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2024-05-01$6.00/sh+63,719$382,314→ 769,930 total(indirect: By Trust) - Purchase
Common Stock
2023-09-07$3.05/sh+204,422$623,487→ 774,345 total(indirect: By Trust) - Sale
Common Stock
2023-10-10$3.05/sh−68,134$207,809→ 706,211 total(indirect: By Trust) - Purchase
Series B Warrants
2023-09-07$3.05/sh+95,578$291,513→ 95,578 total(indirect: By Trust)Exercise: $6.00From: 2023-05-03Exp: 2024-05-03→ Common Stock (95,578 underlying) - Sale
Series D Convertible Preferred Stock
2023-10-10$3.05/sh−159.3$486→ 318.59 total(indirect: By Trust)Exercise: $5.00From: 2023-05-03→ Common Stock (31,860 underlying) - Sale
Series A Warrants
2023-10-10$3.05/sh−31,860$97,173→ 63,719 total(indirect: By Trust)Exercise: $6.00From: 2023-05-03Exp: 2028-05-03→ Common Stock (31,860 underlying) - Purchase
Series D Convertible Preferred Stock
2023-09-07$3.05/sh+477.89$1,458→ 477.89 total(indirect: By Trust)Exercise: $5.00From: 2023-05-03→ Common Stock (95,578 underlying) - Purchase
Series A Warrants
2023-09-07$3.05/sh+95,578$291,513→ 95,578 total(indirect: By Trust)Exercise: $6.00From: 2023-05-03Exp: 2028-05-03→ Common Stock (95,578 underlying) - Exercise of In-Money
Series B Warrants
2024-05-01−63,719→ 0 total(indirect: By Trust)Exercise: $6.00From: 2023-05-03Exp: 2024-05-03→ Common Stock (63,719 underlying) - Sale
Series B Warrants
2023-10-10$3.05/sh−31,860$97,173→ 63,719 total(indirect: By Trust)Exercise: $6.00From: 2023-05-03Exp: 2024-05-03→ Common Stock (31,860 underlying)
Footnotes (4)
- [F1]On September 7, 2023, the Reporting Person Purchased for a purchase price of $1.5 million, the following securities: 204,222 shares of Common Stock; 477.89 shares of Series D Convertible Preferred Stock; 95,578 Series A Warrants; and 95,578 Series B Warrants. The values of the aforementioned securities were adjusted to reflect the reverse stock split that occurred on October 16, 2023.
- [F2]On October 16, 2023, the issuer effected a reverse stock split of the outstanding shares of the issuer's common stock at an exchange ratio of 1:28.5714286. All security amounts and conversion prices have been adjusted to reflect this reverse stock split.
- [F3]On October 10, 2023, the Reporting Person sold for $500,000, the following securities: 68,134 shares of Common Stock; 159.30 shares of Series D Convertible Preferred Stock; 31,860 Series A Warrants; and 31,860 Series B Warrants.
- [F4]The shares of Series D Convertible Preferred Stock have no expiration date.
Documents
Issuer
Prairie Operating Co.
CIK 0001162896
Entity typeother
Related Parties
1- filerCIK 0001992153
Filing Metadata
- Form type
- 4
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 4:55 PM ET
- Size
- 24.8 KB