4/A//SEC Filing
Kleinman Adam M 4/A
Accession 0001140361-24-042241
CIK 0001675033other
Filed
Sep 26, 8:00 PM ET
Accepted
Sep 27, 7:30 PM ET
Size
6.7 KB
Accession
0001140361-24-042241
Insider Transaction Report
Form 4/AAmended
Kleinman Adam M
CCO and Secretary
Transactions
- Other
Common Stock
2024-09-24+2,093→ 40,344 total - Other
Common Stock
2024-09-20+6,194→ 38,251 total
Footnotes (3)
- [F1]Mr. Kleinman is the Chief Compliance Officer and Secretary of Great Elm Capital Corp. ("GECC"). Mr. Kleinman received an award of 6,194 shares of common stock of GECC as equity compensation for his position at GECC, 1,548 of which vested on the grant date, September 20, 2024, and the remainder of which will vest in equal annual installments on each anniversary of the grant date until September 20, 2027, subject to continued service with GECM.
- [F2]This amendment is being filed to correct the number of shares beneficially owned after the reported transactions.
- [F3]Represents shares of common stock of GECC acquired as a result of a stock dividend associated with the portion of the equity compensation awarded to Mr. Kleinman in previous years that vested on the anniversary of those grant dates.
Documents
Issuer
Great Elm Capital Corp.
CIK 0001675033
Entity typeother
Related Parties
1- filerCIK 0001715823
Filing Metadata
- Form type
- 4/A
- Filed
- Sep 26, 8:00 PM ET
- Accepted
- Sep 27, 7:30 PM ET
- Size
- 6.7 KB