4//SEC Filing
Kerns Mike 4
Accession 0001140361-24-045098
CIK 0001704711other
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 4:05 PM ET
Size
7.6 KB
Accession
0001140361-24-045098
Insider Transaction Report
Form 4
Funko, Inc.FNKO
Kerns Mike
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2024-11-02−2,877→ 0 total→ Class A Common Stock (2,877 underlying) - Exercise/Conversion
Class A Common Stock
2024-11-02+2,877→ 2,877 total
Footnotes (2)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs included on this report were received on November 2, 2023, vested on November 2, 2024 and were settled in shares of Class A Common Stock on November 2, 2024.
- [F2]The securities included in this report were granted to the reporting person as compensation for his service on the Issuer's board of directors. Such securities are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
Funko, Inc.
CIK 0001704711
Entity typeother
Related Parties
1- filerCIK 0001851947
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 7:00 PM ET
- Accepted
- Nov 4, 4:05 PM ET
- Size
- 7.6 KB