4//SEC Filing
KKR Associates NGT L.P. 4
Accession 0001140361-24-047227
CIK 0001889956other
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 9:22 PM ET
Size
101.3 KB
Accession
0001140361-24-047227
Insider Transaction Report
Form 4
KKR NGT (Dream) Blocker Parent L.P.
10% Owner
Transactions
- Conversion
Class A Common Stock
2024-11-14+287,524→ 287,524 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+99,143→ 99,143 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−11,359→ 88,505 total(indirect: See Footnotes)→ Class A Common Stock (11,359 underlying) - Conversion
Class D Common Stock
2024-11-14−204,269→ 1,591,549 total(indirect: See Footnotes)→ Class A Common Stock (204,269 underlying) - Conversion
Class A Common Stock
2024-11-14+3,432,334→ 3,432,334 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−11,359$340,685→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−99,143$2,973,546→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+139,753→ 139,753 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+204,269→ 204,269 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−287,524$8,623,564→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−139,753$4,191,542→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−287,524→ 2,240,216 total(indirect: See Footnotes)→ Class A Common Stock (287,524 underlying) - Conversion
Class D Common Stock
2024-11-14−693,998→ 5,407,224 total(indirect: See Footnotes)→ Class A Common Stock (693,998 underlying) - Conversion
Class D Common Stock
2024-11-14−139,753→ 1,088,873 total(indirect: See Footnotes)→ Class A Common Stock (139,753 underlying) - Conversion
Class A Common Stock
2024-11-14+426,807→ 426,807 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+11,359→ 11,359 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+932,505→ 932,505 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+148,719→ 148,719 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−693,998$20,814,735→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−148,719$4,460,455→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+693,998→ 693,998 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−3,432,334$102,944,277→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−204,269$6,126,538→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−932,505$27,968,156→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−3,432,334→ 26,742,749 total(indirect: See Footnotes)→ Class A Common Stock (3,432,334 underlying) - Conversion
Class D Common Stock
2024-11-14−426,807→ 3,325,433 total(indirect: See Footnotes)→ Class A Common Stock (426,807 underlying) - Conversion
Class D Common Stock
2024-11-14−99,143→ 772,461 total(indirect: See Footnotes)→ Class A Common Stock (99,143 underlying) - Sale
Common Units
2024-11-18$29.99/sh−5,993,052$179,746,612→ 46,694,373 total(indirect: See Footnotes)→ Class D Common Stock (5,993,052 underlying) - Sale
Class A Common Stock
2024-11-18$29.99/sh−426,807$12,801,009→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−932,505→ 7,265,535 total(indirect: See Footnotes)→ Class A Common Stock (932,505 underlying) - Conversion
Class D Common Stock
2024-11-14−148,719→ 1,158,733 total(indirect: See Footnotes)→ Class A Common Stock (148,719 underlying)
Transactions
- Conversion
Class A Common Stock
2024-11-14+11,359→ 11,359 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+693,998→ 693,998 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+204,269→ 204,269 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−204,269$6,126,538→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−693,998$20,814,735→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−426,807→ 3,325,433 total(indirect: See Footnotes)→ Class A Common Stock (426,807 underlying) - Conversion
Class A Common Stock
2024-11-14+99,143→ 99,143 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−148,719$4,460,455→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−287,524→ 2,240,216 total(indirect: See Footnotes)→ Class A Common Stock (287,524 underlying) - Conversion
Class A Common Stock
2024-11-14+426,807→ 426,807 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−3,432,334→ 26,742,749 total(indirect: See Footnotes)→ Class A Common Stock (3,432,334 underlying) - Conversion
Class D Common Stock
2024-11-14−693,998→ 5,407,224 total(indirect: See Footnotes)→ Class A Common Stock (693,998 underlying) - Conversion
Class D Common Stock
2024-11-14−932,505→ 7,265,535 total(indirect: See Footnotes)→ Class A Common Stock (932,505 underlying) - Conversion
Class D Common Stock
2024-11-14−139,753→ 1,088,873 total(indirect: See Footnotes)→ Class A Common Stock (139,753 underlying) - Conversion
Class A Common Stock
2024-11-14+932,505→ 932,505 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+148,719→ 148,719 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−11,359$340,685→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−932,505$27,968,156→ 0 total(indirect: See Footnotes) - Sale
Common Units
2024-11-18$29.99/sh−5,993,052$179,746,612→ 46,694,373 total(indirect: See Footnotes)→ Class D Common Stock (5,993,052 underlying) - Conversion
Class A Common Stock
2024-11-14+287,524→ 287,524 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−426,807$12,801,009→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−287,524$8,623,564→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−99,143$2,973,546→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+3,432,334→ 3,432,334 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+139,753→ 139,753 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−3,432,334$102,944,277→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−139,753$4,191,542→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−11,359→ 88,505 total(indirect: See Footnotes)→ Class A Common Stock (11,359 underlying) - Conversion
Class D Common Stock
2024-11-14−204,269→ 1,591,549 total(indirect: See Footnotes)→ Class A Common Stock (204,269 underlying) - Conversion
Class D Common Stock
2024-11-14−99,143→ 772,461 total(indirect: See Footnotes)→ Class A Common Stock (99,143 underlying) - Conversion
Class D Common Stock
2024-11-14−148,719→ 1,158,733 total(indirect: See Footnotes)→ Class A Common Stock (148,719 underlying)
K-PRIME Hedge-Finance GP Ltd
10% Owner
Transactions
- Sale
Class A Common Stock
2024-11-18$29.99/sh−204,269$6,126,538→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+287,524→ 287,524 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+204,269→ 204,269 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+99,143→ 99,143 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−3,432,334$102,944,277→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−426,807$12,801,009→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−11,359$340,685→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−693,998→ 5,407,224 total(indirect: See Footnotes)→ Class A Common Stock (693,998 underlying) - Conversion
Class D Common Stock
2024-11-14−139,753→ 1,088,873 total(indirect: See Footnotes)→ Class A Common Stock (139,753 underlying) - Conversion
Class A Common Stock
2024-11-14+3,432,334→ 3,432,334 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+693,998→ 693,998 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+932,505→ 932,505 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−932,505$27,968,156→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−426,807→ 3,325,433 total(indirect: See Footnotes)→ Class A Common Stock (426,807 underlying) - Conversion
Class D Common Stock
2024-11-14−287,524→ 2,240,216 total(indirect: See Footnotes)→ Class A Common Stock (287,524 underlying) - Conversion
Class D Common Stock
2024-11-14−204,269→ 1,591,549 total(indirect: See Footnotes)→ Class A Common Stock (204,269 underlying) - Conversion
Class D Common Stock
2024-11-14−932,505→ 7,265,535 total(indirect: See Footnotes)→ Class A Common Stock (932,505 underlying) - Conversion
Class D Common Stock
2024-11-14−148,719→ 1,158,733 total(indirect: See Footnotes)→ Class A Common Stock (148,719 underlying) - Sale
Common Units
2024-11-18$29.99/sh−5,993,052$179,746,612→ 46,694,373 total(indirect: See Footnotes)→ Class D Common Stock (5,993,052 underlying) - Sale
Class A Common Stock
2024-11-18$29.99/sh−148,719$4,460,455→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+148,719→ 148,719 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+11,359→ 11,359 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+139,753→ 139,753 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−287,524$8,623,564→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−11,359→ 88,505 total(indirect: See Footnotes)→ Class A Common Stock (11,359 underlying) - Sale
Class A Common Stock
2024-11-18$29.99/sh−99,143$2,973,546→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−3,432,334→ 26,742,749 total(indirect: See Footnotes)→ Class A Common Stock (3,432,334 underlying) - Conversion
Class D Common Stock
2024-11-14−99,143→ 772,461 total(indirect: See Footnotes)→ Class A Common Stock (99,143 underlying) - Conversion
Class A Common Stock
2024-11-14+426,807→ 426,807 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−693,998$20,814,735→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−139,753$4,191,542→ 0 total(indirect: See Footnotes)
KKR Next Gen Tech Growth Ltd
10% Owner
Transactions
- Conversion
Class D Common Stock
2024-11-14−99,143→ 772,461 total(indirect: See Footnotes)→ Class A Common Stock (99,143 underlying) - Conversion
Class D Common Stock
2024-11-14−11,359→ 88,505 total(indirect: See Footnotes)→ Class A Common Stock (11,359 underlying) - Conversion
Class D Common Stock
2024-11-14−287,524→ 2,240,216 total(indirect: See Footnotes)→ Class A Common Stock (287,524 underlying) - Conversion
Class D Common Stock
2024-11-14−204,269→ 1,591,549 total(indirect: See Footnotes)→ Class A Common Stock (204,269 underlying) - Conversion
Class A Common Stock
2024-11-14+3,432,334→ 3,432,334 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−148,719$4,460,455→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−426,807→ 3,325,433 total(indirect: See Footnotes)→ Class A Common Stock (426,807 underlying) - Conversion
Class A Common Stock
2024-11-14+11,359→ 11,359 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+287,524→ 287,524 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+99,143→ 99,143 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−99,143$2,973,546→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−932,505$27,968,156→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−932,505→ 7,265,535 total(indirect: See Footnotes)→ Class A Common Stock (932,505 underlying) - Conversion
Class A Common Stock
2024-11-14+932,505→ 932,505 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+139,753→ 139,753 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−426,807$12,801,009→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−11,359$340,685→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−287,524$8,623,564→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−204,269$6,126,538→ 0 total(indirect: See Footnotes) - Sale
Common Units
2024-11-18$29.99/sh−5,993,052$179,746,612→ 46,694,373 total(indirect: See Footnotes)→ Class D Common Stock (5,993,052 underlying) - Conversion
Class A Common Stock
2024-11-14+426,807→ 426,807 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+204,269→ 204,269 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+693,998→ 693,998 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+148,719→ 148,719 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−693,998$20,814,735→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−693,998→ 5,407,224 total(indirect: See Footnotes)→ Class A Common Stock (693,998 underlying) - Sale
Class A Common Stock
2024-11-18$29.99/sh−3,432,334$102,944,277→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−139,753$4,191,542→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−3,432,334→ 26,742,749 total(indirect: See Footnotes)→ Class A Common Stock (3,432,334 underlying) - Conversion
Class D Common Stock
2024-11-14−139,753→ 1,088,873 total(indirect: See Footnotes)→ Class A Common Stock (139,753 underlying) - Conversion
Class D Common Stock
2024-11-14−148,719→ 1,158,733 total(indirect: See Footnotes)→ Class A Common Stock (148,719 underlying)
K-PRIME AG Financing LP
10% Owner
Transactions
- Conversion
Class A Common Stock
2024-11-14+693,998→ 693,998 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+932,505→ 932,505 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+148,719→ 148,719 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−11,359$340,685→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−693,998→ 5,407,224 total(indirect: See Footnotes)→ Class A Common Stock (693,998 underlying) - Conversion
Class A Common Stock
2024-11-14+3,432,334→ 3,432,334 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+287,524→ 287,524 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+204,269→ 204,269 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−99,143$2,973,546→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−287,524→ 2,240,216 total(indirect: See Footnotes)→ Class A Common Stock (287,524 underlying) - Conversion
Class D Common Stock
2024-11-14−204,269→ 1,591,549 total(indirect: See Footnotes)→ Class A Common Stock (204,269 underlying) - Conversion
Class D Common Stock
2024-11-14−11,359→ 88,505 total(indirect: See Footnotes)→ Class A Common Stock (11,359 underlying) - Conversion
Class D Common Stock
2024-11-14−99,143→ 772,461 total(indirect: See Footnotes)→ Class A Common Stock (99,143 underlying) - Sale
Class A Common Stock
2024-11-18$29.99/sh−204,269$6,126,538→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−932,505→ 7,265,535 total(indirect: See Footnotes)→ Class A Common Stock (932,505 underlying) - Conversion
Class A Common Stock
2024-11-14+426,807→ 426,807 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+11,359→ 11,359 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+99,143→ 99,143 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+139,753→ 139,753 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−932,505$27,968,156→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−148,719$4,460,455→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−148,719→ 1,158,733 total(indirect: See Footnotes)→ Class A Common Stock (148,719 underlying) - Sale
Class A Common Stock
2024-11-18$29.99/sh−3,432,334$102,944,277→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−426,807$12,801,009→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−287,524$8,623,564→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−693,998$20,814,735→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−139,753$4,191,542→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−3,432,334→ 26,742,749 total(indirect: See Footnotes)→ Class A Common Stock (3,432,334 underlying) - Conversion
Class D Common Stock
2024-11-14−426,807→ 3,325,433 total(indirect: See Footnotes)→ Class A Common Stock (426,807 underlying) - Conversion
Class D Common Stock
2024-11-14−139,753→ 1,088,873 total(indirect: See Footnotes)→ Class A Common Stock (139,753 underlying) - Sale
Common Units
2024-11-18$29.99/sh−5,993,052$179,746,612→ 46,694,373 total(indirect: See Footnotes)→ Class D Common Stock (5,993,052 underlying)
KKR Associates NGT L.P.
10% Owner
Transactions
- Conversion
Class A Common Stock
2024-11-14+204,269→ 204,269 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+99,143→ 99,143 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+693,998→ 693,998 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+139,753→ 139,753 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−932,505$27,968,156→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−139,753$4,191,542→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−99,143→ 772,461 total(indirect: See Footnotes)→ Class A Common Stock (99,143 underlying) - Conversion
Class D Common Stock
2024-11-14−139,753→ 1,088,873 total(indirect: See Footnotes)→ Class A Common Stock (139,753 underlying) - Conversion
Class D Common Stock
2024-11-14−148,719→ 1,158,733 total(indirect: See Footnotes)→ Class A Common Stock (148,719 underlying) - Conversion
Class D Common Stock
2024-11-14−287,524→ 2,240,216 total(indirect: See Footnotes)→ Class A Common Stock (287,524 underlying) - Conversion
Class D Common Stock
2024-11-14−204,269→ 1,591,549 total(indirect: See Footnotes)→ Class A Common Stock (204,269 underlying) - Conversion
Class D Common Stock
2024-11-14−693,998→ 5,407,224 total(indirect: See Footnotes)→ Class A Common Stock (693,998 underlying) - Conversion
Class A Common Stock
2024-11-14+3,432,334→ 3,432,334 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+287,524→ 287,524 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−11,359$340,685→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−287,524$8,623,564→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−693,998$20,814,735→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−3,432,334→ 26,742,749 total(indirect: See Footnotes)→ Class A Common Stock (3,432,334 underlying) - Conversion
Class D Common Stock
2024-11-14−11,359→ 88,505 total(indirect: See Footnotes)→ Class A Common Stock (11,359 underlying) - Conversion
Class D Common Stock
2024-11-14−932,505→ 7,265,535 total(indirect: See Footnotes)→ Class A Common Stock (932,505 underlying) - Conversion
Class A Common Stock
2024-11-14+426,807→ 426,807 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+11,359→ 11,359 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+932,505→ 932,505 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−3,432,334$102,944,277→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−426,807$12,801,009→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−204,269$6,126,538→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−148,719$4,460,455→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−426,807→ 3,325,433 total(indirect: See Footnotes)→ Class A Common Stock (426,807 underlying) - Sale
Common Units
2024-11-18$29.99/sh−5,993,052$179,746,612→ 46,694,373 total(indirect: See Footnotes)→ Class D Common Stock (5,993,052 underlying) - Conversion
Class A Common Stock
2024-11-14+148,719→ 148,719 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−99,143$2,973,546→ 0 total(indirect: See Footnotes)
KKR Associates Group L.P.
10% Owner
Transactions
- Sale
Class A Common Stock
2024-11-18$29.99/sh−3,432,334$102,944,277→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−287,524$8,623,564→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−148,719$4,460,455→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−11,359→ 88,505 total(indirect: See Footnotes)→ Class A Common Stock (11,359 underlying) - Conversion
Class D Common Stock
2024-11-14−204,269→ 1,591,549 total(indirect: See Footnotes)→ Class A Common Stock (204,269 underlying) - Conversion
Class D Common Stock
2024-11-14−932,505→ 7,265,535 total(indirect: See Footnotes)→ Class A Common Stock (932,505 underlying) - Sale
Common Units
2024-11-18$29.99/sh−5,993,052$179,746,612→ 46,694,373 total(indirect: See Footnotes)→ Class D Common Stock (5,993,052 underlying) - Sale
Class A Common Stock
2024-11-18$29.99/sh−99,143$2,973,546→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−99,143→ 772,461 total(indirect: See Footnotes)→ Class A Common Stock (99,143 underlying) - Conversion
Class A Common Stock
2024-11-14+426,807→ 426,807 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+99,143→ 99,143 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+932,505→ 932,505 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+148,719→ 148,719 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−139,753$4,191,542→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−287,524→ 2,240,216 total(indirect: See Footnotes)→ Class A Common Stock (287,524 underlying) - Conversion
Class D Common Stock
2024-11-14−139,753→ 1,088,873 total(indirect: See Footnotes)→ Class A Common Stock (139,753 underlying) - Conversion
Class A Common Stock
2024-11-14+287,524→ 287,524 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−426,807$12,801,009→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+139,753→ 139,753 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+3,432,334→ 3,432,334 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−693,998$20,814,735→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−426,807→ 3,325,433 total(indirect: See Footnotes)→ Class A Common Stock (426,807 underlying) - Conversion
Class D Common Stock
2024-11-14−693,998→ 5,407,224 total(indirect: See Footnotes)→ Class A Common Stock (693,998 underlying) - Conversion
Class A Common Stock
2024-11-14+204,269→ 204,269 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+693,998→ 693,998 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−932,505$27,968,156→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−3,432,334→ 26,742,749 total(indirect: See Footnotes)→ Class A Common Stock (3,432,334 underlying) - Conversion
Class D Common Stock
2024-11-14−148,719→ 1,158,733 total(indirect: See Footnotes)→ Class A Common Stock (148,719 underlying) - Conversion
Class A Common Stock
2024-11-14+11,359→ 11,359 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−11,359$340,685→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−204,269$6,126,538→ 0 total(indirect: See Footnotes)
KKR Associates Group GP LLC
10% Owner
Transactions
- Conversion
Class A Common Stock
2024-11-14+3,432,334→ 3,432,334 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+287,524→ 287,524 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−139,753→ 1,088,873 total(indirect: See Footnotes)→ Class A Common Stock (139,753 underlying) - Conversion
Class A Common Stock
2024-11-14+693,998→ 693,998 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+932,505→ 932,505 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+139,753→ 139,753 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−426,807$12,801,009→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+99,143→ 99,143 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+426,807→ 426,807 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−99,143$2,973,546→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−99,143→ 772,461 total(indirect: See Footnotes)→ Class A Common Stock (99,143 underlying) - Conversion
Class A Common Stock
2024-11-14+204,269→ 204,269 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−932,505→ 7,265,535 total(indirect: See Footnotes)→ Class A Common Stock (932,505 underlying) - Sale
Common Units
2024-11-18$29.99/sh−5,993,052$179,746,612→ 46,694,373 total(indirect: See Footnotes)→ Class D Common Stock (5,993,052 underlying) - Sale
Class A Common Stock
2024-11-18$29.99/sh−693,998$20,814,735→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+11,359→ 11,359 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−932,505$27,968,156→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+148,719→ 148,719 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−3,432,334$102,944,277→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−287,524$8,623,564→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−204,269$6,126,538→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−139,753$4,191,542→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−148,719$4,460,455→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−426,807→ 3,325,433 total(indirect: See Footnotes)→ Class A Common Stock (426,807 underlying) - Conversion
Class D Common Stock
2024-11-14−287,524→ 2,240,216 total(indirect: See Footnotes)→ Class A Common Stock (287,524 underlying) - Conversion
Class D Common Stock
2024-11-14−204,269→ 1,591,549 total(indirect: See Footnotes)→ Class A Common Stock (204,269 underlying) - Conversion
Class D Common Stock
2024-11-14−693,998→ 5,407,224 total(indirect: See Footnotes)→ Class A Common Stock (693,998 underlying) - Sale
Class A Common Stock
2024-11-18$29.99/sh−11,359$340,685→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−3,432,334→ 26,742,749 total(indirect: See Footnotes)→ Class A Common Stock (3,432,334 underlying) - Conversion
Class D Common Stock
2024-11-14−11,359→ 88,505 total(indirect: See Footnotes)→ Class A Common Stock (11,359 underlying) - Conversion
Class D Common Stock
2024-11-14−148,719→ 1,158,733 total(indirect: See Footnotes)→ Class A Common Stock (148,719 underlying)
K-PRIME Aggregator L.P.
10% Owner
Transactions
- Sale
Class A Common Stock
2024-11-18$29.99/sh−426,807$12,801,009→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−139,753$4,191,542→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+11,359→ 11,359 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+204,269→ 204,269 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−3,432,334→ 26,742,749 total(indirect: See Footnotes)→ Class A Common Stock (3,432,334 underlying) - Conversion
Class A Common Stock
2024-11-14+139,753→ 139,753 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−287,524→ 2,240,216 total(indirect: See Footnotes)→ Class A Common Stock (287,524 underlying) - Conversion
Class A Common Stock
2024-11-14+3,432,334→ 3,432,334 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+426,807→ 426,807 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−287,524$8,623,564→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−99,143$2,973,546→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−693,998$20,814,735→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−693,998→ 5,407,224 total(indirect: See Footnotes)→ Class A Common Stock (693,998 underlying) - Conversion
Class A Common Stock
2024-11-14+693,998→ 693,998 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+932,505→ 932,505 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−932,505$27,968,156→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−148,719→ 1,158,733 total(indirect: See Footnotes)→ Class A Common Stock (148,719 underlying) - Sale
Class A Common Stock
2024-11-18$29.99/sh−204,269$6,126,538→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−148,719$4,460,455→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−11,359→ 88,505 total(indirect: See Footnotes)→ Class A Common Stock (11,359 underlying) - Sale
Class A Common Stock
2024-11-18$29.99/sh−11,359$340,685→ 0 total(indirect: See Footnotes) - Sale
Common Units
2024-11-18$29.99/sh−5,993,052$179,746,612→ 46,694,373 total(indirect: See Footnotes)→ Class D Common Stock (5,993,052 underlying) - Conversion
Class A Common Stock
2024-11-14+287,524→ 287,524 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+99,143→ 99,143 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+148,719→ 148,719 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−3,432,334$102,944,277→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−99,143→ 772,461 total(indirect: See Footnotes)→ Class A Common Stock (99,143 underlying) - Conversion
Class D Common Stock
2024-11-14−204,269→ 1,591,549 total(indirect: See Footnotes)→ Class A Common Stock (204,269 underlying) - Conversion
Class D Common Stock
2024-11-14−932,505→ 7,265,535 total(indirect: See Footnotes)→ Class A Common Stock (932,505 underlying) - Conversion
Class D Common Stock
2024-11-14−139,753→ 1,088,873 total(indirect: See Footnotes)→ Class A Common Stock (139,753 underlying) - Conversion
Class D Common Stock
2024-11-14−426,807→ 3,325,433 total(indirect: See Footnotes)→ Class A Common Stock (426,807 underlying)
K-PRIME GP LLC
10% Owner
Transactions
- Sale
Class A Common Stock
2024-11-18$29.99/sh−99,143$2,973,546→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−693,998→ 5,407,224 total(indirect: See Footnotes)→ Class A Common Stock (693,998 underlying) - Conversion
Class A Common Stock
2024-11-14+426,807→ 426,807 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−204,269$6,126,538→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−148,719$4,460,455→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−287,524→ 2,240,216 total(indirect: See Footnotes)→ Class A Common Stock (287,524 underlying) - Conversion
Class D Common Stock
2024-11-14−99,143→ 772,461 total(indirect: See Footnotes)→ Class A Common Stock (99,143 underlying) - Conversion
Class D Common Stock
2024-11-14−139,753→ 1,088,873 total(indirect: See Footnotes)→ Class A Common Stock (139,753 underlying) - Sale
Class A Common Stock
2024-11-18$29.99/sh−3,432,334$102,944,277→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−932,505→ 7,265,535 total(indirect: See Footnotes)→ Class A Common Stock (932,505 underlying) - Conversion
Class A Common Stock
2024-11-14+11,359→ 11,359 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+204,269→ 204,269 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+139,753→ 139,753 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+148,719→ 148,719 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−426,807$12,801,009→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−11,359$340,685→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−287,524$8,623,564→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+3,432,334→ 3,432,334 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+287,524→ 287,524 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−693,998$20,814,735→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−139,753$4,191,542→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−3,432,334→ 26,742,749 total(indirect: See Footnotes)→ Class A Common Stock (3,432,334 underlying) - Conversion
Class D Common Stock
2024-11-14−426,807→ 3,325,433 total(indirect: See Footnotes)→ Class A Common Stock (426,807 underlying) - Conversion
Class D Common Stock
2024-11-14−204,269→ 1,591,549 total(indirect: See Footnotes)→ Class A Common Stock (204,269 underlying) - Conversion
Class D Common Stock
2024-11-14−148,719→ 1,158,733 total(indirect: See Footnotes)→ Class A Common Stock (148,719 underlying) - Sale
Common Units
2024-11-18$29.99/sh−5,993,052$179,746,612→ 46,694,373 total(indirect: See Footnotes)→ Class D Common Stock (5,993,052 underlying) - Conversion
Class A Common Stock
2024-11-14+99,143→ 99,143 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-18$29.99/sh−932,505$27,968,156→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-14−11,359→ 88,505 total(indirect: See Footnotes)→ Class A Common Stock (11,359 underlying) - Conversion
Class A Common Stock
2024-11-14+693,998→ 693,998 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-14+932,505→ 932,505 total(indirect: See Footnotes)
Footnotes (19)
- [F1]Common Units represent limited liability company units of OneStream Software LLC ("Common Units") and an equal number of shares of Class C common stock ("Class C Common Stock") of OneStream, Inc. (the "Issuer"). Common Units may be redeemed by the holder at any time on or following the closing of the Issuer's initial public offering for shares of Class D common stock ("Class D Common Stock") on a one-for-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. The Class D Common Stock is in turn convertible at any time, at the holder's election, into the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis. Each outstanding share of Class D Common Stock will automatically convert into one share of the Issuer's Class A Common Stock on the first trading day following the seventh anniversary of the Issuer's initial public offering.
- [F10]Represents securities held by KKR Custom Equity Opportunities Fund L.P. KKR Associates Custom Equity Opportunities L.P. is the general partner of KKR Custom Equity Opportunities Fund L.P. KKR Custom Equity Opportunities Limited is the general partner of KKR Associates Custom Equity Opportunities L.P.
- [F11]Represents securities held by KKR-Milton Strategic Partners L.P. KKR Associates Milton Strategic L.P. is the general partner of KKR-Milton Strategic Partners L.P. KKR Milton Strategic Limited is the general partner of KKR Associates Milton Strategic L.P.
- [F12]Represents securities held by KKR NGT (Dream) Blocker Parent L.P.
- [F13]Represents securities held by KKR NGT (Dream) Blocker Parent (EEA) L.P.
- [F14]KKR Associates NGT L.P. is the general partner of KKR NGT (Dream) Blocker Parent L.P. and KKR NGT (Dream) Blocker Parent (EEA) L.P. KKR Next Gen Tech Growth Limited is the general partner of KKR Associates NGT L.P.
- [F15]Represents securities held by K-PRIME AG Financing LP. K-PRIME Hedge-Finance GP Limited is the general partner of K-PRIME AG Financing LP. K-PRIME Aggregator L.P. is the sole shareholder of K-PRIME Hedge-Finance GP Limited. K-PRIME GP LLC is the general partner of K-PRIME Aggregator L.P. KKR Associates Group L.P. is the sole member of K-PRIME GP LLC. KKR Associates Group GP LLC is the general partner of KKR Associates Group L.P.
- [F16]KKR Group Partnership L.P. is the sole member of each of KKR Americas XII AIV GP LLC, KKR Holdco LLC, and KKR Associates Group GP LLC and sole shareholder of each of KKR TFO GP Limited, KKR Custom Equity Opportunities Limited, KKR Milton Strategic Limited and KKR Next Gen Tech Growth Limited. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR Group Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR & Co. Inc. is the sole shareholder of KKR Group Co. Inc. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.
- [F17]Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
- [F18]This amount represents the $31.00 secondary public offering price per share of Class A Common Stock less the underwriting discount of $1.0075 per share.
- [F19]The Issuer used a portion of the net proceeds from the closing of its secondary offering of Class A Common Stock to purchase Common Units from certain of the Issuer's equityholders, including KKR Dream Holdings LLC, at a price of $29.9925 per Common Unit.
- [F2]The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis. Each outstanding share of Class D Common Stock will automatically convert into one share of the Issuer's Class A Common Stock on the first trading day following the seventh anniversary of the Issuer's initial public offering.
- [F3]Represents securities held by KKR Dream Holdings LLC. KKR Dream Aggregator L.P. is the sole member of KKR Dream Holdings LLC. KKR Dream Aggregator GP LLC is the general partner of KKR Dream Aggregator L.P. KKR Americas Fund XII (Dream) L.P. is the sole member of KKR Dream Aggregator GP LLC.
- [F4]Represents securities held by KKR Americas XII (Dream) Blocker Parent L.P.
- [F5]Represents securities held by KKR Americas XII EEA (Dream) Blocker Parent L.P.
- [F6]Represents securities held by KKR Americas XII (Dream II) Blocker Parent L.P.
- [F7]KKR Associates Americas XII AIV L.P. is the general partner of each of KKR Americas Fund XII (Dream) L.P., KKR Americas XII (Dream) Blocker Parent L.P., KKR Americas XII EEA (Dream) Blocker Parent L.P., and KKR Americas XII (Dream II) Blocker Parent L.P. KKR Americas XII AIV GP LLC is the general partner of KKR Associates Americas XII AIV L.P.
- [F8]Represents securities held by KKR Wolverine I Ltd. KKR Financial Management LLC is the portfolio manager of KKR Wolverine I Ltd. Kohlberg Kravis Roberts & Co. L.P. is the sole member of KKR Financial Management LLC. KKR & Co. GP LLC is the general partner of Kohlberg Kravis Roberts & Co. L.P. KKR Holdco LLC is the sole member of KKR & Co. GP LLC.
- [F9]Represents securities held by KKR TFO Partners L.P. KKR Associates TFO L.P. is the general partner of KKR TFO Partners L.P. KKR TFO GP Limited is the general partner of KKR Associates TFO L.P.
Documents
Issuer
OneStream, Inc.
CIK 0001889956
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001855206
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 9:22 PM ET
- Size
- 101.3 KB