PhenixFIN Corp·4

Nov 22, 4:59 PM ET

Amster Howard 4

4 · PhenixFIN Corp · Filed Nov 22, 2024

Insider Transaction Report

Form 4
Period: 2024-11-20
Amster Howard
Director10% Owner
Transactions
  • Gift

    Common Stock, $0.001 par value

    2024-11-206,934233,969 total
Holdings
  • Common Stock, $0.001 par value

    (indirect: By Pleasant Lake Corp)
    557
  • Common Stock, $0.001 par value

    (indirect: By Trust)
    41
  • Common Stock, $0.001 par value

    (indirect: By Trust)
    676
  • Common Stock, $0.001 par value

    (indirect: By Trust)
    200
  • Common Stock, $0.001 par value

    (indirect: By Trust)
    16,604
  • Common Stock, $0.001 par value

    (indirect: By Trust)
    409
  • Common Stock, $0.001 par value

    (indirect: By Trust)
    10,971
  • Common Stock, $0.001 par value

    (indirect: By Trust)
    109
Footnotes (8)
  • [F1]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 1.
  • [F2]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 2.
  • [F3]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster and Tamra Gould Charitable Remainder Unitrust U/A DTD 03/18/1993.
  • [F4]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998.
  • [F5]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 01/11/2005.
  • [F6]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as a trustee of the Samuel J. Heller Trust U/A 08/07/2002.
  • [F7]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as President of Pleasant Lake Corp.
  • [F8]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1.

Documents

1 file
  • 4
    form4.xmlPrimary

    FORM 4