4//SEC Filing
KKR Associates NGT L.P. 4
Accession 0001140361-24-048056
CIK 0001889956other
Filed
Nov 28, 7:00 PM ET
Accepted
Nov 29, 1:32 PM ET
Size
97.0 KB
Accession
0001140361-24-048056
Insider Transaction Report
Form 4
KKR Associates NGT L.P.
10% Owner
Transactions
- Conversion
Class A Common Stock
2024-11-26+64,021→ 64,021 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+43,129→ 43,129 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−514,850$15,441,639→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−139,876$4,195,231→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−514,850→ 26,227,899 total(indirect: See Footnotes)→ Class A Common Stock (514,850 underlying) - Sale
Class A Common Stock
2024-11-27$29.99/sh−43,129$1,293,547→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−14,871$446,018→ 0 total(indirect: See Footnotes) - Sale
Common Units
2024-11-27$29.99/sh−898,957$26,961,968→ 45,795,416 total(indirect: See Footnotes)→ Class D Common Stock (898,957 underlying) - Conversion
Class A Common Stock
2024-11-26+30,640→ 30,640 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+104,100→ 104,100 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+14,871→ 14,871 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+22,308→ 22,308 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−64,021→ 3,261,412 total(indirect: See Footnotes)→ Class A Common Stock (64,021 underlying) - Conversion
Class D Common Stock
2024-11-26−1,704→ 86,801 total(indirect: See Footnotes)→ Class A Common Stock (1,704 underlying) - Conversion
Class D Common Stock
2024-11-26−30,640→ 1,560,909 total(indirect: See Footnotes)→ Class A Common Stock (30,640 underlying) - Sale
Class A Common Stock
2024-11-27$29.99/sh−1,704$51,107→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−104,100$3,122,219→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−22,308$669,073→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−43,129→ 2,197,087 total(indirect: See Footnotes)→ Class A Common Stock (43,129 underlying) - Conversion
Class D Common Stock
2024-11-26−14,871→ 757,590 total(indirect: See Footnotes)→ Class A Common Stock (14,871 underlying) - Conversion
Class D Common Stock
2024-11-26−22,308→ 1,136,425 total(indirect: See Footnotes)→ Class A Common Stock (22,308 underlying) - Conversion
Class A Common Stock
2024-11-26+514,850→ 514,850 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−30,640$918,970→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−20,963$628,733→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+1,704→ 1,704 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+139,876→ 139,876 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−64,021$1,920,150→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+20,963→ 20,963 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−104,100→ 5,303,124 total(indirect: See Footnotes)→ Class A Common Stock (104,100 underlying) - Conversion
Class D Common Stock
2024-11-26−139,876→ 7,125,659 total(indirect: See Footnotes)→ Class A Common Stock (139,876 underlying) - Conversion
Class D Common Stock
2024-11-26−20,963→ 1,067,910 total(indirect: See Footnotes)→ Class A Common Stock (20,963 underlying)
KKR Next Gen Tech Growth Ltd
10% Owner
Transactions
- Sale
Class A Common Stock
2024-11-27$29.99/sh−64,021$1,920,150→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−30,640$918,970→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+139,876→ 139,876 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+22,308→ 22,308 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−104,100$3,122,219→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−43,129$1,293,547→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−64,021→ 3,261,412 total(indirect: See Footnotes)→ Class A Common Stock (64,021 underlying) - Conversion
Class A Common Stock
2024-11-26+43,129→ 43,129 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+104,100→ 104,100 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+20,963→ 20,963 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−514,850$15,441,639→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−1,704$51,107→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−14,871$446,018→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+64,021→ 64,021 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+30,640→ 30,640 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−1,704→ 86,801 total(indirect: See Footnotes)→ Class A Common Stock (1,704 underlying) - Conversion
Class D Common Stock
2024-11-26−14,871→ 757,590 total(indirect: See Footnotes)→ Class A Common Stock (14,871 underlying) - Conversion
Class D Common Stock
2024-11-26−104,100→ 5,303,124 total(indirect: See Footnotes)→ Class A Common Stock (104,100 underlying) - Conversion
Class D Common Stock
2024-11-26−20,963→ 1,067,910 total(indirect: See Footnotes)→ Class A Common Stock (20,963 underlying) - Conversion
Class D Common Stock
2024-11-26−22,308→ 1,136,425 total(indirect: See Footnotes)→ Class A Common Stock (22,308 underlying) - Sale
Common Units
2024-11-27$29.99/sh−898,957$26,961,968→ 45,795,416 total(indirect: See Footnotes)→ Class D Common Stock (898,957 underlying) - Conversion
Class A Common Stock
2024-11-26+514,850→ 514,850 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+1,704→ 1,704 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+14,871→ 14,871 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−139,876$4,195,231→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−22,308$669,073→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−20,963$628,733→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−514,850→ 26,227,899 total(indirect: See Footnotes)→ Class A Common Stock (514,850 underlying) - Conversion
Class D Common Stock
2024-11-26−30,640→ 1,560,909 total(indirect: See Footnotes)→ Class A Common Stock (30,640 underlying) - Conversion
Class D Common Stock
2024-11-26−43,129→ 2,197,087 total(indirect: See Footnotes)→ Class A Common Stock (43,129 underlying) - Conversion
Class D Common Stock
2024-11-26−139,876→ 7,125,659 total(indirect: See Footnotes)→ Class A Common Stock (139,876 underlying)
Transactions
- Conversion
Class D Common Stock
2024-11-26−104,100→ 5,303,124 total(indirect: See Footnotes)→ Class A Common Stock (104,100 underlying) - Conversion
Class A Common Stock
2024-11-26+43,129→ 43,129 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−139,876$4,195,231→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−514,850$15,441,639→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−22,308→ 1,136,425 total(indirect: See Footnotes)→ Class A Common Stock (22,308 underlying) - Conversion
Class D Common Stock
2024-11-26−514,850→ 26,227,899 total(indirect: See Footnotes)→ Class A Common Stock (514,850 underlying) - Conversion
Class D Common Stock
2024-11-26−64,021→ 3,261,412 total(indirect: See Footnotes)→ Class A Common Stock (64,021 underlying) - Conversion
Class D Common Stock
2024-11-26−139,876→ 7,125,659 total(indirect: See Footnotes)→ Class A Common Stock (139,876 underlying) - Conversion
Class D Common Stock
2024-11-26−20,963→ 1,067,910 total(indirect: See Footnotes)→ Class A Common Stock (20,963 underlying) - Conversion
Class A Common Stock
2024-11-26+30,640→ 30,640 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+104,100→ 104,100 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+20,963→ 20,963 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+514,850→ 514,850 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+64,021→ 64,021 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+1,704→ 1,704 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−30,640→ 1,560,909 total(indirect: See Footnotes)→ Class A Common Stock (30,640 underlying) - Conversion
Class A Common Stock
2024-11-26+139,876→ 139,876 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+22,308→ 22,308 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−64,021$1,920,150→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−43,129$1,293,547→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−14,871$446,018→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−43,129→ 2,197,087 total(indirect: See Footnotes)→ Class A Common Stock (43,129 underlying) - Conversion
Class A Common Stock
2024-11-26+14,871→ 14,871 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−20,963$628,733→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−22,308$669,073→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−1,704→ 86,801 total(indirect: See Footnotes)→ Class A Common Stock (1,704 underlying) - Conversion
Class D Common Stock
2024-11-26−14,871→ 757,590 total(indirect: See Footnotes)→ Class A Common Stock (14,871 underlying) - Sale
Class A Common Stock
2024-11-27$29.99/sh−1,704$51,107→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−30,640$918,970→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−104,100$3,122,219→ 0 total(indirect: See Footnotes) - Sale
Common Units
2024-11-27$29.99/sh−898,957$26,961,968→ 45,795,416 total(indirect: See Footnotes)→ Class D Common Stock (898,957 underlying)
K-PRIME Hedge-Finance GP Ltd
10% Owner
Transactions
- Sale
Class A Common Stock
2024-11-27$29.99/sh−139,876$4,195,231→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−20,963→ 1,067,910 total(indirect: See Footnotes)→ Class A Common Stock (20,963 underlying) - Conversion
Class A Common Stock
2024-11-26+64,021→ 64,021 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+14,871→ 14,871 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−514,850$15,441,639→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−43,129$1,293,547→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−14,871$446,018→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−104,100→ 5,303,124 total(indirect: See Footnotes)→ Class A Common Stock (104,100 underlying) - Conversion
Class A Common Stock
2024-11-26+1,704→ 1,704 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−64,021$1,920,150→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−1,704$51,107→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+30,640→ 30,640 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+139,876→ 139,876 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+20,963→ 20,963 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−30,640$918,970→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−104,100$3,122,219→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−30,640→ 1,560,909 total(indirect: See Footnotes)→ Class A Common Stock (30,640 underlying) - Conversion
Class A Common Stock
2024-11-26+514,850→ 514,850 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+22,308→ 22,308 total(indirect: See Footnotes) - Sale
Common Units
2024-11-27$29.99/sh−898,957$26,961,968→ 45,795,416 total(indirect: See Footnotes)→ Class D Common Stock (898,957 underlying) - Conversion
Class A Common Stock
2024-11-26+43,129→ 43,129 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+104,100→ 104,100 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−64,021→ 3,261,412 total(indirect: See Footnotes)→ Class A Common Stock (64,021 underlying) - Conversion
Class D Common Stock
2024-11-26−1,704→ 86,801 total(indirect: See Footnotes)→ Class A Common Stock (1,704 underlying) - Conversion
Class D Common Stock
2024-11-26−43,129→ 2,197,087 total(indirect: See Footnotes)→ Class A Common Stock (43,129 underlying) - Conversion
Class D Common Stock
2024-11-26−22,308→ 1,136,425 total(indirect: See Footnotes)→ Class A Common Stock (22,308 underlying) - Conversion
Class D Common Stock
2024-11-26−514,850→ 26,227,899 total(indirect: See Footnotes)→ Class A Common Stock (514,850 underlying) - Conversion
Class D Common Stock
2024-11-26−139,876→ 7,125,659 total(indirect: See Footnotes)→ Class A Common Stock (139,876 underlying) - Sale
Class A Common Stock
2024-11-27$29.99/sh−20,963$628,733→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−22,308$669,073→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−14,871→ 757,590 total(indirect: See Footnotes)→ Class A Common Stock (14,871 underlying)
K-PRIME Aggregator L.P.
10% Owner
Transactions
- Conversion
Class A Common Stock
2024-11-26+43,129→ 43,129 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+514,850→ 514,850 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−1,704$51,107→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−30,640$918,970→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−14,871$446,018→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−139,876$4,195,231→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−22,308$669,073→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−514,850$15,441,639→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−104,100$3,122,219→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−20,963$628,733→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−514,850→ 26,227,899 total(indirect: See Footnotes)→ Class A Common Stock (514,850 underlying) - Conversion
Class D Common Stock
2024-11-26−64,021→ 3,261,412 total(indirect: See Footnotes)→ Class A Common Stock (64,021 underlying) - Conversion
Class A Common Stock
2024-11-26+30,640→ 30,640 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+22,308→ 22,308 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−64,021$1,920,150→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−22,308→ 1,136,425 total(indirect: See Footnotes)→ Class A Common Stock (22,308 underlying) - Sale
Common Units
2024-11-27$29.99/sh−898,957$26,961,968→ 45,795,416 total(indirect: See Footnotes)→ Class D Common Stock (898,957 underlying) - Conversion
Class A Common Stock
2024-11-26+104,100→ 104,100 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−43,129$1,293,547→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+14,871→ 14,871 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+139,876→ 139,876 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+64,021→ 64,021 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+1,704→ 1,704 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+20,963→ 20,963 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−1,704→ 86,801 total(indirect: See Footnotes)→ Class A Common Stock (1,704 underlying) - Conversion
Class D Common Stock
2024-11-26−43,129→ 2,197,087 total(indirect: See Footnotes)→ Class A Common Stock (43,129 underlying) - Conversion
Class D Common Stock
2024-11-26−30,640→ 1,560,909 total(indirect: See Footnotes)→ Class A Common Stock (30,640 underlying) - Conversion
Class D Common Stock
2024-11-26−14,871→ 757,590 total(indirect: See Footnotes)→ Class A Common Stock (14,871 underlying) - Conversion
Class D Common Stock
2024-11-26−104,100→ 5,303,124 total(indirect: See Footnotes)→ Class A Common Stock (104,100 underlying) - Conversion
Class D Common Stock
2024-11-26−139,876→ 7,125,659 total(indirect: See Footnotes)→ Class A Common Stock (139,876 underlying) - Conversion
Class D Common Stock
2024-11-26−20,963→ 1,067,910 total(indirect: See Footnotes)→ Class A Common Stock (20,963 underlying)
K-PRIME GP LLC
10% Owner
Transactions
- Conversion
Class D Common Stock
2024-11-26−30,640→ 1,560,909 total(indirect: See Footnotes)→ Class A Common Stock (30,640 underlying) - Conversion
Class D Common Stock
2024-11-26−104,100→ 5,303,124 total(indirect: See Footnotes)→ Class A Common Stock (104,100 underlying) - Conversion
Class A Common Stock
2024-11-26+20,963→ 20,963 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+514,850→ 514,850 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−22,308→ 1,136,425 total(indirect: See Footnotes)→ Class A Common Stock (22,308 underlying) - Conversion
Class A Common Stock
2024-11-26+43,129→ 43,129 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+30,640→ 30,640 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+104,100→ 104,100 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−43,129$1,293,547→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+22,308→ 22,308 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−1,704$51,107→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−139,876$4,195,231→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+139,876→ 139,876 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−514,850$15,441,639→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−64,021$1,920,150→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−20,963$628,733→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−22,308$669,073→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−514,850→ 26,227,899 total(indirect: See Footnotes)→ Class A Common Stock (514,850 underlying) - Conversion
Class D Common Stock
2024-11-26−1,704→ 86,801 total(indirect: See Footnotes)→ Class A Common Stock (1,704 underlying) - Conversion
Class D Common Stock
2024-11-26−20,963→ 1,067,910 total(indirect: See Footnotes)→ Class A Common Stock (20,963 underlying) - Conversion
Class A Common Stock
2024-11-26+64,021→ 64,021 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+1,704→ 1,704 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+14,871→ 14,871 total(indirect: See Footnotes) - Sale
Common Units
2024-11-27$29.99/sh−898,957$26,961,968→ 45,795,416 total(indirect: See Footnotes)→ Class D Common Stock (898,957 underlying) - Sale
Class A Common Stock
2024-11-27$29.99/sh−30,640$918,970→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−43,129→ 2,197,087 total(indirect: See Footnotes)→ Class A Common Stock (43,129 underlying) - Conversion
Class D Common Stock
2024-11-26−139,876→ 7,125,659 total(indirect: See Footnotes)→ Class A Common Stock (139,876 underlying) - Sale
Class A Common Stock
2024-11-27$29.99/sh−14,871$446,018→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−104,100$3,122,219→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−64,021→ 3,261,412 total(indirect: See Footnotes)→ Class A Common Stock (64,021 underlying) - Conversion
Class D Common Stock
2024-11-26−14,871→ 757,590 total(indirect: See Footnotes)→ Class A Common Stock (14,871 underlying)
KKR NGT (Dream) Blocker Parent L.P.
10% Owner
Transactions
- Conversion
Class A Common Stock
2024-11-26+14,871→ 14,871 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+22,308→ 22,308 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−64,021$1,920,150→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+514,850→ 514,850 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−514,850$15,441,639→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−1,704→ 86,801 total(indirect: See Footnotes)→ Class A Common Stock (1,704 underlying) - Conversion
Class A Common Stock
2024-11-26+139,876→ 139,876 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+20,963→ 20,963 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−514,850→ 26,227,899 total(indirect: See Footnotes)→ Class A Common Stock (514,850 underlying) - Conversion
Class D Common Stock
2024-11-26−43,129→ 2,197,087 total(indirect: See Footnotes)→ Class A Common Stock (43,129 underlying) - Conversion
Class D Common Stock
2024-11-26−14,871→ 757,590 total(indirect: See Footnotes)→ Class A Common Stock (14,871 underlying) - Conversion
Class A Common Stock
2024-11-26+64,021→ 64,021 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+1,704→ 1,704 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+43,129→ 43,129 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+30,640→ 30,640 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+104,100→ 104,100 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−64,021→ 3,261,412 total(indirect: See Footnotes)→ Class A Common Stock (64,021 underlying) - Conversion
Class D Common Stock
2024-11-26−139,876→ 7,125,659 total(indirect: See Footnotes)→ Class A Common Stock (139,876 underlying) - Conversion
Class D Common Stock
2024-11-26−22,308→ 1,136,425 total(indirect: See Footnotes)→ Class A Common Stock (22,308 underlying) - Sale
Class A Common Stock
2024-11-27$29.99/sh−1,704$51,107→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−43,129$1,293,547→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−30,640$918,970→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−14,871$446,018→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−104,100$3,122,219→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−139,876$4,195,231→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−20,963$628,733→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−22,308$669,073→ 0 total(indirect: See Footnotes) - Sale
Common Units
2024-11-27$29.99/sh−898,957$26,961,968→ 45,795,416 total(indirect: See Footnotes)→ Class D Common Stock (898,957 underlying) - Conversion
Class D Common Stock
2024-11-26−30,640→ 1,560,909 total(indirect: See Footnotes)→ Class A Common Stock (30,640 underlying) - Conversion
Class D Common Stock
2024-11-26−104,100→ 5,303,124 total(indirect: See Footnotes)→ Class A Common Stock (104,100 underlying) - Conversion
Class D Common Stock
2024-11-26−20,963→ 1,067,910 total(indirect: See Footnotes)→ Class A Common Stock (20,963 underlying)
K-PRIME AG Financing LP
10% Owner
Transactions
- Sale
Class A Common Stock
2024-11-27$29.99/sh−20,963$628,733→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−22,308$669,073→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+14,871→ 14,871 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+20,963→ 20,963 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−514,850$15,441,639→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−1,704$51,107→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+104,100→ 104,100 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+139,876→ 139,876 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+22,308→ 22,308 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−64,021$1,920,150→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−139,876$4,195,231→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−514,850→ 26,227,899 total(indirect: See Footnotes)→ Class A Common Stock (514,850 underlying) - Conversion
Class A Common Stock
2024-11-26+514,850→ 514,850 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+64,021→ 64,021 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+1,704→ 1,704 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+43,129→ 43,129 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+30,640→ 30,640 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−64,021→ 3,261,412 total(indirect: See Footnotes)→ Class A Common Stock (64,021 underlying) - Conversion
Class D Common Stock
2024-11-26−1,704→ 86,801 total(indirect: See Footnotes)→ Class A Common Stock (1,704 underlying) - Sale
Class A Common Stock
2024-11-27$29.99/sh−43,129$1,293,547→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−14,871$446,018→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−30,640$918,970→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−104,100$3,122,219→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−22,308→ 1,136,425 total(indirect: See Footnotes)→ Class A Common Stock (22,308 underlying) - Conversion
Class D Common Stock
2024-11-26−43,129→ 2,197,087 total(indirect: See Footnotes)→ Class A Common Stock (43,129 underlying) - Sale
Common Units
2024-11-27$29.99/sh−898,957$26,961,968→ 45,795,416 total(indirect: See Footnotes)→ Class D Common Stock (898,957 underlying) - Conversion
Class D Common Stock
2024-11-26−30,640→ 1,560,909 total(indirect: See Footnotes)→ Class A Common Stock (30,640 underlying) - Conversion
Class D Common Stock
2024-11-26−14,871→ 757,590 total(indirect: See Footnotes)→ Class A Common Stock (14,871 underlying) - Conversion
Class D Common Stock
2024-11-26−104,100→ 5,303,124 total(indirect: See Footnotes)→ Class A Common Stock (104,100 underlying) - Conversion
Class D Common Stock
2024-11-26−139,876→ 7,125,659 total(indirect: See Footnotes)→ Class A Common Stock (139,876 underlying) - Conversion
Class D Common Stock
2024-11-26−20,963→ 1,067,910 total(indirect: See Footnotes)→ Class A Common Stock (20,963 underlying)
KKR Associates Group L.P.
10% Owner
Transactions
- Conversion
Class A Common Stock
2024-11-26+64,021→ 64,021 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−30,640$918,970→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−139,876$4,195,231→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−20,963$628,733→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−104,100→ 5,303,124 total(indirect: See Footnotes)→ Class A Common Stock (104,100 underlying) - Conversion
Class D Common Stock
2024-11-26−20,963→ 1,067,910 total(indirect: See Footnotes)→ Class A Common Stock (20,963 underlying) - Conversion
Class D Common Stock
2024-11-26−139,876→ 7,125,659 total(indirect: See Footnotes)→ Class A Common Stock (139,876 underlying) - Conversion
Class D Common Stock
2024-11-26−22,308→ 1,136,425 total(indirect: See Footnotes)→ Class A Common Stock (22,308 underlying) - Sale
Common Units
2024-11-27$29.99/sh−898,957$26,961,968→ 45,795,416 total(indirect: See Footnotes)→ Class D Common Stock (898,957 underlying) - Sale
Class A Common Stock
2024-11-27$29.99/sh−514,850$15,441,639→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−64,021$1,920,150→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−1,704$51,107→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−514,850→ 26,227,899 total(indirect: See Footnotes)→ Class A Common Stock (514,850 underlying) - Conversion
Class A Common Stock
2024-11-26+514,850→ 514,850 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−1,704→ 86,801 total(indirect: See Footnotes)→ Class A Common Stock (1,704 underlying) - Conversion
Class D Common Stock
2024-11-26−43,129→ 2,197,087 total(indirect: See Footnotes)→ Class A Common Stock (43,129 underlying) - Conversion
Class A Common Stock
2024-11-26+1,704→ 1,704 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+43,129→ 43,129 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+14,871→ 14,871 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−14,871$446,018→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−104,100$3,122,219→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−22,308$669,073→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−64,021→ 3,261,412 total(indirect: See Footnotes)→ Class A Common Stock (64,021 underlying) - Conversion
Class D Common Stock
2024-11-26−30,640→ 1,560,909 total(indirect: See Footnotes)→ Class A Common Stock (30,640 underlying) - Conversion
Class D Common Stock
2024-11-26−14,871→ 757,590 total(indirect: See Footnotes)→ Class A Common Stock (14,871 underlying) - Conversion
Class A Common Stock
2024-11-26+30,640→ 30,640 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+104,100→ 104,100 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+139,876→ 139,876 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+20,963→ 20,963 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+22,308→ 22,308 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−43,129$1,293,547→ 0 total(indirect: See Footnotes)
KKR Associates Group GP LLC
10% Owner
Transactions
- Conversion
Class A Common Stock
2024-11-26+64,021→ 64,021 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+1,704→ 1,704 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−104,100$3,122,219→ 0 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+514,850→ 514,850 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+43,129→ 43,129 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+14,871→ 14,871 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+104,100→ 104,100 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2024-11-26+139,876→ 139,876 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−43,129$1,293,547→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−14,871→ 757,590 total(indirect: See Footnotes)→ Class A Common Stock (14,871 underlying) - Conversion
Class D Common Stock
2024-11-26−104,100→ 5,303,124 total(indirect: See Footnotes)→ Class A Common Stock (104,100 underlying) - Conversion
Class D Common Stock
2024-11-26−20,963→ 1,067,910 total(indirect: See Footnotes)→ Class A Common Stock (20,963 underlying) - Conversion
Class D Common Stock
2024-11-26−22,308→ 1,136,425 total(indirect: See Footnotes)→ Class A Common Stock (22,308 underlying) - Conversion
Class D Common Stock
2024-11-26−139,876→ 7,125,659 total(indirect: See Footnotes)→ Class A Common Stock (139,876 underlying) - Conversion
Class A Common Stock
2024-11-26+20,963→ 20,963 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−514,850$15,441,639→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−20,963$628,733→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−514,850→ 26,227,899 total(indirect: See Footnotes)→ Class A Common Stock (514,850 underlying) - Sale
Common Units
2024-11-27$29.99/sh−898,957$26,961,968→ 45,795,416 total(indirect: See Footnotes)→ Class D Common Stock (898,957 underlying) - Sale
Class A Common Stock
2024-11-27$29.99/sh−30,640$918,970→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−64,021→ 3,261,412 total(indirect: See Footnotes)→ Class A Common Stock (64,021 underlying) - Conversion
Class D Common Stock
2024-11-26−43,129→ 2,197,087 total(indirect: See Footnotes)→ Class A Common Stock (43,129 underlying) - Conversion
Class A Common Stock
2024-11-26+30,640→ 30,640 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−22,308$669,073→ 0 total(indirect: See Footnotes) - Conversion
Class D Common Stock
2024-11-26−1,704→ 86,801 total(indirect: See Footnotes)→ Class A Common Stock (1,704 underlying) - Conversion
Class D Common Stock
2024-11-26−30,640→ 1,560,909 total(indirect: See Footnotes)→ Class A Common Stock (30,640 underlying) - Conversion
Class A Common Stock
2024-11-26+22,308→ 22,308 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−64,021$1,920,150→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−1,704$51,107→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−14,871$446,018→ 0 total(indirect: See Footnotes) - Sale
Class A Common Stock
2024-11-27$29.99/sh−139,876$4,195,231→ 0 total(indirect: See Footnotes)
Footnotes (19)
- [F1]Common Units represent limited liability company units of OneStream Software LLC ("Common Units") and an equal number of shares of Class C common stock ("Class C Common Stock") of OneStream, Inc. (the "Issuer"). Common Units may be redeemed by the holder at any time on or following the closing of the Issuer's initial public offering for shares of Class D common stock ("Class D Common Stock") on a one-for-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. The Class D Common Stock is in turn convertible at any time, at the holder's election, into the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis. Each outstanding share of Class D Common Stock will automatically convert into one share of the Issuer's Class A Common Stock on the first trading day following the seventh anniversary of the Issuer's initial public offering.
- [F10]Represents securities held by KKR Custom Equity Opportunities Fund L.P. KKR Associates Custom Equity Opportunities L.P. is the general partner of KKR Custom Equity Opportunities Fund L.P. KKR Custom Equity Opportunities Limited is the general partner of KKR Associates Custom Equity Opportunities L.P.
- [F11]Represents securities held by KKR-Milton Strategic Partners L.P. KKR Associates Milton Strategic L.P. is the general partner of KKR-Milton Strategic Partners L.P. KKR Milton Strategic Limited is the general partner of KKR Associates Milton Strategic L.P.
- [F12]Represents securities held by KKR NGT (Dream) Blocker Parent L.P.
- [F13]Represents securities held by KKR NGT (Dream) Blocker Parent (EEA) L.P.
- [F14]KKR Associates NGT L.P. is the general partner of KKR NGT (Dream) Blocker Parent L.P. and KKR NGT (Dream) Blocker Parent (EEA) L.P. KKR Next Gen Tech Growth Limited is the general partner of KKR Associates NGT L.P.
- [F15]Represents securities held by K-PRIME AG Financing LP. K-PRIME Hedge-Finance GP Limited is the general partner of K-PRIME AG Financing LP. K-PRIME Aggregator L.P. is the sole shareholder of K-PRIME Hedge-Finance GP Limited. K-PRIME GP LLC is the general partner of K-PRIME Aggregator L.P. KKR Associates Group L.P. is the sole member of K-PRIME GP LLC. KKR Associates Group GP LLC is the general partner of KKR Associates Group L.P.
- [F16]KKR Group Partnership L.P. is the sole member of each of KKR Americas XII AIV GP LLC, KKR Holdco LLC, and KKR Associates Group GP LLC and sole shareholder of each of KKR TFO GP Limited, KKR Custom Equity Opportunities Limited, KKR Milton Strategic Limited and KKR Next Gen Tech Growth Limited. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR Group Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR & Co. Inc. is the sole shareholder of KKR Group Co. Inc. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.
- [F17]Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
- [F18]This amount represents the $31.00 secondary public offering price per share of Class A Common Stock less the underwriting discount of $1.0075 per share.
- [F19]The Issuer used a portion of the net proceeds from the closing of its secondary offering of Class A Common Stock to purchase Common Units from certain of the Issuer's equityholders, including KKR Dream Holdings LLC, at a price of $29.9925 per Common Unit.
- [F2]The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis. Each outstanding share of Class D Common Stock will automatically convert into one share of the Issuer's Class A Common Stock on the first trading day following the seventh anniversary of the Issuer's initial public offering.
- [F3]Represents securities held by KKR Dream Holdings LLC. KKR Dream Aggregator L.P. is the sole member of KKR Dream Holdings LLC. KKR Dream Aggregator GP LLC is the general partner of KKR Dream Aggregator L.P. KKR Americas Fund XII (Dream) L.P. is the sole member of KKR Dream Aggregator GP LLC.
- [F4]Represents securities held by KKR Americas XII (Dream) Blocker Parent L.P.
- [F5]Represents securities held by KKR Americas XII EEA (Dream) Blocker Parent L.P.
- [F6]Represents securities held by KKR Americas XII (Dream II) Blocker Parent L.P.
- [F7]KKR Associates Americas XII AIV L.P. is the general partner of each of KKR Americas Fund XII (Dream) L.P., KKR Americas XII (Dream) Blocker Parent L.P., KKR Americas XII EEA (Dream) Blocker Parent L.P., and KKR Americas XII (Dream II) Blocker Parent L.P. KKR Americas XII AIV GP LLC is the general partner of KKR Associates Americas XII AIV L.P.
- [F8]Represents securities held by KKR Wolverine I Ltd. KKR Financial Management LLC is the portfolio manager of KKR Wolverine I Ltd. Kohlberg Kravis Roberts & Co. L.P. is the sole member of KKR Financial Management LLC. KKR & Co. GP LLC is the general partner of Kohlberg Kravis Roberts & Co. L.P. KKR Holdco LLC is the sole member of KKR & Co. GP LLC.
- [F9]Represents securities held by KKR TFO Partners L.P. KKR Associates TFO L.P. is the general partner of KKR TFO Partners L.P. KKR TFO GP Limited is the general partner of KKR Associates TFO L.P.
Documents
Issuer
OneStream, Inc.
CIK 0001889956
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001855206
Filing Metadata
- Form type
- 4
- Filed
- Nov 28, 7:00 PM ET
- Accepted
- Nov 29, 1:32 PM ET
- Size
- 97.0 KB