4//SEC Filing
Drapkin Matthew A 4
Accession 0001140361-25-000455
CIK 0001831096other
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 4:36 PM ET
Size
11.4 KB
Accession
0001140361-25-000455
Insider Transaction Report
Form 4
Drapkin Matthew A
Director
Transactions
- Award
Common Stock
2025-01-03+35,714→ 728,749 total - Award
Common Stock
2025-01-03+35,714→ 610,617 total - Award
Common Stock
2025-01-03+82,418→ 693,035 total
Holdings
- 1,963,690(indirect: See Footnote)
Common Stock
- 2,279,478(indirect: See Footnote)
Common Stock
Footnotes (7)
- [F1]Represents shares of common stock held directly by Northern Right Capital (QP), L.P., a Texas limited partnership ("Northern Right QP").
- [F2]Represents shares of common stock purchased by managed accounts (the "Managed Accounts") on behalf of certain investment advisory clients of Northern Right Capital Management, L.P. ("Northern Right Management").
- [F3]As general partner and investment manager of Northern Right QP, Northern Right Capital Management, L.P. ("Northern Right Management") may be deemed to be the beneficial owner of the shares of common stock held by Northern Right QP. As the investment manager of the Managed Accounts, Northern Right Management may also be deemed to be the beneficial owner of the shares of common stock held by the Managed Accounts. As general partner of Northern Right Management, BC Advisors, LLC, a Texas limited liability company ("BCA"), may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by Northern Right Management. As the managing member of BCA, the Reporting Person may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by BCA.
- [F4](continued from footnote 3) The Reporting Person disclaims such beneficial ownership of the shares of common stock indirectly owned through his position with BCA, except to the extent of his pecuniary interest therein.
- [F5]The Reporting Person was awarded 35,714 shares of restricted stock, which vest in equal monthly installments on the end of each month beginning on January 31, 2025 through December 31, 2025, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG").
- [F6]The Reporting Person was awarded 82,418 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2025 through December 31, 2025, contingent upon continued service as a member of the board of directors of GEG.
- [F7]The Reporting Person was awarded 35,714 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2025 through December 31, 2025, contingent upon continued service as a member of the board of directors of Great Elm Capital Corp.
Documents
Issuer
Great Elm Group, Inc.
CIK 0001831096
Entity typeother
Related Parties
1- filerCIK 0001458693
Filing Metadata
- Form type
- 4
- Filed
- Jan 6, 7:00 PM ET
- Accepted
- Jan 7, 4:36 PM ET
- Size
- 11.4 KB