Lorber David A 4
4 · PhenixFIN Corp · Filed Feb 21, 2025
Insider Transaction Report
Form 4
Lorber David A
DirectorCHAIRMAN AND CEO10% Owner
Transactions
- Purchase
Common Stock, $0.001 par value
2025-02-19$50.85/sh+844$42,918→ 140,098 total - Purchase
Common Stock, $0.001 par value
2025-02-20$53.14/sh+47$2,497→ 140,145 total - Purchase
Common Stock, $0.001 par value
2025-02-19$52.00/sh+400$20,800→ 139,254 total - Purchase
Common Stock, $0.001 par value
2025-02-20$53.21/sh+89$4,736→ 3,378 total(indirect: By Spouse)
Holdings
- 81,662.416(indirect: By FrontFour Master Fund, Ltd.)
Common Stock, $0.001 par value
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.81 to $50.98, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions at $52.51 and $53.21. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote (2) to this Form 4.
- [F3]Shares owned directly by FrontFour Master Fund, Ltd. ("FrontFour Master Fund") and indirectly by David A. Lorber by virtue of his position as a managing member and principal owner of the investment manager of FrontFour Master Fund. Mr. Lorber disclaims beneficial ownership of the shares owned directly by FrontFour Master Fund except to the extent of his pecuniary interest therein.