Rao Srinivas 4
4 · AtaiBeckley Inc. · Filed Feb 3, 2026
Research Summary
AI-generated summary of this filing
AtaiBeckley (ATAI) CEO Rao Srinivas Receives Equity Awards
What Happened
Rao Srinivas, Co‑Founder and Chief Executive Officer of AtaiBeckley Inc. (ATAI), received equity awards on January 30, 2026: 1,988,000 derivative shares reported as a grant (stock option award) and 442,000 restricted stock units (RSUs). Both awards are reported at $0.00 per share (award/grant status), for a combined granted amount of 2,430,000 shares. These were grant/award transactions (code “A”) — not open‑market purchases or sales.
Key Details
- Transaction date: January 30, 2026; Form 4 filed February 3, 2026 (timely within SEC two‑business‑day rule).
- Instruments and amounts: 1,988,000 stock option shares (derivative) and 442,000 RSUs (derivative); reported price $0.00.
- Vesting (from filing footnotes):
- Options (1,988,000): 25% vests January 1, 2027, then the remaining 75% vests in 36 substantially equal monthly installments thereafter.
- RSUs (442,000): 25% vests January 1, 2027, with the remaining 75% vesting in three equal annual installments on the first three anniversaries of January 1, 2027.
- Shares owned after the transaction: not specified in the provided filing details.
- Remarks: Insiders listed as Co‑Founder and CEO; filing includes Exhibit 24 (Power of Attorney).
Context
These are time‑based equity grants (options and RSUs) awarded to the CEO and subject to continued service and vesting schedules. They do not represent an immediate purchase or sale of open‑market shares and therefore are standard compensation awards rather than an obvious bullish or bearish trading signal.
Insider Transaction Report
- Award
Stock Option
[F1]2026-01-30+1,988,000→ 1,988,000 totalExercise: $3.76Exp: 2036-01-30→ Common Stock (1,988,000 underlying) - Award
Restricted Stock Units
[F2]2026-01-30+442,000→ 442,000 total→ Common Stock (442,000 underlying)
Footnotes (2)
- [F1]The stock option vests (subject to continued service through each such vesting date) as to 25% of the total number of shares underlying the option on January 1, 2027 and as to the remaining 75% of the total number of shares in 36 substantially equal monthly installments thereafter.
- [F2]Each restricted stock unit vests (subject to continued service through each such vesting date) as to 25% of the total number of shares underlying such award on January 1, 2027 and as to the remaining 75% of the total number of shares on each of the first three anniversaries of January 1, 2027.