Kochendoerfer Gerd 4

What Happened
Gerd Kochendoerfer, Chief Operating Officer of AtaiBeckley Inc. (ATAI), received two equity awards on January 30, 2026: a grant of 675,000 stock options and a grant of 150,000 restricted stock units (RSUs), totaling 825,000 share-equivalents. The filing reports a $0.00 price for both awards (derivative awards), so there was no immediate cash purchase or sale recorded in this transaction.

Key Details

• Transaction date: 2026-01-30 (reported on Form 4 filed 2026-02-03).
• Awards: 675,000 stock options (derivative) and 150,000 RSUs (derivative); reported price $0.00.
• Shares owned after transaction: Not specified in the filing.
• Vesting (per footnotes):
  • Options (F1): 25% vest on Jan 1, 2027; remaining 75% vest in 36 substantially equal monthly installments thereafter, subject to continued service.
  • RSUs (F2): 25% vest on Jan 1, 2027; remaining 75% vest in three equal annual installments on the first three anniversaries of Jan 1, 2027, subject to continued service.
• Filing exhibits: Exhibit 24 — Power of Attorney.
• Timeliness: Filing date provided; no late-filing flag indicated in the summary data.

Context
These awards are compensation-related derivative grants (options and RSUs) and do not represent an open-market purchase or sale. They vest over time subject to continued employment, so they do not immediately increase the insider’s tradable share count. Such grants are common for executive compensation and should be viewed as potential future equity interest contingent on vesting, rather than an immediate market signal.