AtaiBeckley Inc.·4

Feb 3, 6:54 PM ET

Johnson Anne Nagengast 4

4 · AtaiBeckley Inc. · Filed Feb 3, 2026

Research Summary

AI-generated summary of this filing

Updated

AtaiBeckley (ATAI) CFO Anne Nagengast Receives Equity Awards

What Happened

  • Anne Nagengast, Chief Financial Officer of AtaiBeckley Inc. (ATAI), was granted two equity awards on January 30, 2026: 525,000 stock options and 117,000 restricted stock units (RSUs). Both entries were reported as awards (code A) with an exercise/grant price of $0.00, so there was no cash paid by the insider at grant.
  • Total potential equity from these awards is 642,000 shares (525,000 derivative option shares + 117,000 RSUs). These are grant awards, not open-market purchases or sales.

Key Details

  • Transaction date: January 30, 2026. Form 4 filed: February 3, 2026 (Accession 0001140361-26-003551).
  • Grant details/prices: 525,000 shares (stock option) @ $0.00; 117,000 shares (RSUs) @ $0.00.
  • Shares owned after transaction: Not specified in this Form 4.
  • Vesting (from footnotes):
    • Stock option: 25% vests on Jan 1, 2027; remaining 75% vests in 36 substantially equal monthly installments thereafter. (F1)
    • RSUs: 25% vests on Jan 1, 2027; remaining 75% vests over the next three anniversaries (i.e., roughly 25% per year). (F2)
  • Filing exhibits: Exhibit 24 — Power of Attorney included.
  • Transaction type: Award/grant (A). This is a derivative grant, not an exercise or sale.

Context

  • These awards are compensation grants to the CFO and do not represent an open-market purchase (which some investors view as a more direct bullish signal) nor an immediate sale. Vesting schedules mean the insider must remain in service to realize value.
  • Because the grants were issued at $0.00, any future value depends on ATAI’s share price when/if the options are exercised or RSUs vest and convert to shares.

Insider Transaction Report

Form 4
Period: 2026-01-30
Johnson Anne Nagengast
Chief Financial Officer
Transactions
  • Award

    Stock Option

    [F1]
    2026-01-30+525,000525,000 total
    Exercise: $3.76Exp: 2036-01-30Common Stock (525,000 underlying)
  • Award

    Restricted Stock Units

    [F2]
    2026-01-30+117,000117,000 total
    Common Stock (117,000 underlying)
Footnotes (2)
  • [F1]The stock option vests (subject to continued service through each such vesting date) as to 25% of the total number of shares underlying the option on January 1, 2027 and as to the remaining 75% of the total number of shares in 36 substantially equal monthly installments thereafter.
  • [F2]Each restricted stock unit vests (subject to continued service through each such vesting date) as to 25% of the total number of shares underlying such award on January 1, 2027 and as to the remaining 75% of the total number of shares on each of the first three anniversaries of January 1, 2027.
Signature
/s/ Ryan Barrett, as attorney in fact|2026-02-03

Documents

2 files