Barrett Christopher Ryan Cave 4

What Happened

• Barrett Christopher Ryan Cave, Chief Legal and Business Officer of AtaiBeckley, received two equity awards on January 30, 2026: 675,000 derivative shares tied to a stock option-style award and 150,000 restricted stock units (RSUs). Both grants are reported at $0.00 (no cash purchase) and are compensation awards subject to vesting rather than open-market purchases or sales.

Key Details

• Transaction date: 2026-01-30; Report filed: 2026-02-03 (filed within the standard two-business-day Form 4 window).
• Awards: 675,000 derivative shares (footnote F1) and 150,000 RSUs (footnote F2); both reported at $0.00.
• Vesting (per footnotes): F1 — the 675,000 option-like award vests 25% on Jan 1, 2027, then the remaining 75% in 36 substantially equal monthly installments thereafter. F2 — the 150,000 RSUs vest 25% on Jan 1, 2027, then the remaining 75% in equal installments on each of the first three anniversaries of Jan 1, 2027.
• Post-transaction holdings: Not specified in the excerpt of the filing provided.
• Remarks: Filing lists Cave’s role as Chief Legal and Business Officer and references Exhibit 24 (Power of Attorney). No indication this filing was late.

Context

• These are compensation grants (an award), not open-market purchases or sales. The awards are subject to multi-year vesting tied to continued service, so they do not represent immediately tradable shares. For retail investors, such grants are common for executives and usually reflect retention/compensation arrangements rather than a direct market sentiment signal.