NBT BANCORP INC·4

Mar 25, 9:06 PM ET

Kingsley Scott Allen 4

4 · NBT BANCORP INC · Filed Mar 25, 2026

Research Summary

AI-generated summary of this filing

Updated

NBT Bancorp (NBTB) CEO Scott Allen Receives Restricted Stock Units

What Happened
Scott Allen, President & CEO of NBT Bancorp (NBTB), received two restricted stock unit (RSU) awards on 2026-03-23 totaling 12,651 RSUs (9,125 RSUs and 3,526 RSUs; acquisition price reported $0.00). To satisfy tax withholding, 125 shares were surrendered/withheld on the same date at $41.99 per share, for a withholding value of $5,249. The RSU grants are recorded as acquisitions (award grants), while the 125-share disposition is a tax withholding event — not an open-market sale for cash proceeds.

Key Details

  • Transaction date: 2026-03-23; Form 4 filed: 2026-03-25 (appears timely).
  • Grants: 9,125 RSUs @ $0.00 and 3,526 RSUs @ $0.00 (total 12,651 RSUs granted).
  • Tax withholding: 125 shares disposed @ $41.99 = $5,249 (code F).
  • Shares owned after the transaction: not specified in this filing.
  • Footnotes: F1 — omnibus RSU grant vests 20% annually; F2 — earned RSU vested after a three‑year performance period.
  • No 10b5-1 plan or late‑filing indication noted in the report.

Context
RSU grants are compensation that generally vest over time (here, some awards vest 20% annually and another was tied to a three‑year performance period). The 125‑share disposition is routine tax withholding and should not be read as a discretionary open‑market sale signaling sentiment.

Insider Transaction Report

Form 4
Period: 2026-03-23
Kingsley Scott Allen
President & CEO NBT Bancorp
Transactions
  • Award

    NBT Bancorp Inc. Common Stock

    [F1]
    2026-03-23+9,12554,535 total
  • Tax Payment

    NBT Bancorp Inc. Common Stock

    2026-03-23$41.99/sh125$5,24954,410 total
  • Award

    NBT Bancorp Inc. Common Stock

    [F2]
    2026-03-23+3,52657,936 total
Footnotes (2)
  • [F1]Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.
  • [F2]Earned restricted stock unit vested following the end of a three-year performance period.
Signature
By: Annette L. Burns, Power of Attorney For: Scott A. Kingsley|2026-03-25

Documents

1 file
  • 4
    form4.xmlPrimary

    FORM 4