Halliday Sarah A 4
4 · NBT BANCORP INC · Filed Mar 25, 2026
Research Summary
AI-generated summary of this filing
NBT Bancorp (NBTB) EVP Sarah Halliday Receives RSU Awards; Tax Withholding
What Happened
Sarah A. Halliday, Executive Vice President & Chief Communications Innovation Officer of NBT Bancorp (NBTB), received two restricted stock unit (RSU) awards totaling 5,346 shares (2,777 and 2,569) on March 23, 2026 (grants reported at $0.00). To satisfy withholding/tax obligations on vested awards, 927 shares were disposed under tax-withholding provisions (221 and 706 shares) at $41.99 per share, totaling about $38,925.
Key Details
- Transaction date(s): March 23, 2026; Form 4 filed March 25, 2026 (appears timely).
- Grants: 2,777 RSUs and 2,569 RSUs granted (reported at $0.00).
- Tax withholding/dispositions: 221 shares and 706 shares disposed at $41.99 each (≈ $9,280 and $29,645; total ≈ $38,925).
- Filing codes: A = award/grant; F = payment of exercise price or tax liability (withholding).
- Footnotes: grants subject to omnibus RSU agreement (vest 20% annually) and a three‑year performance vesting for earned RSUs; some awards may be phantom stock under the deferred compensation plan.
- Shares owned after the transactions are not specified in the excerpt.
Context
This filing reflects equity awards and routine tax withholding — not an open‑market purchase or investment by the insider. RSU grants vest according to the plan terms noted; the share disposals here are to meet tax obligations rather than a discretionary sale for cash.
Insider Transaction Report
- Award
NBT Bancorp Inc. Common Stock
[F1]2026-03-23+2,777→ 29,412 total - Tax Payment
NBT Bancorp Inc. Common Stock
2026-03-23$41.99/sh−221$9,280→ 29,191 total - Tax Payment
NBT Bancorp Inc. Common Stock
2026-03-23$41.99/sh−706$29,645→ 28,485 total - Award
NBT Bancorp Inc. Common Stock
[F2]2026-03-23+2,569→ 31,054 total
- 7,652.877(indirect: By 401(k))
NBT Bancorp Inc. Common Stock
- 5,317.933
Phantom Stock
[F3]→ NBT Bancorp Inc. (5,317.933 underlying)
Footnotes (3)
- [F1]Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.
- [F2]Earned restricted stock unit vested following the end of a three-year performance period.
- [F3]Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.