Apple Inc.·4

Apr 3, 6:30 PM ET

O'BRIEN DEIRDRE 4

4 · Apple Inc. · Filed Apr 3, 2026

Research Summary

AI-generated summary of this filing

Updated

Apple SVP Deirdre O'Brien Exercises RSUs and Sells Shares

What Happened
Deirdre O'Brien, Senior Vice President at Apple (AAPL), had 64,317 restricted stock units (RSUs vest) settled into shares on April 1, 2026, and those shares were disposed: 34,315 shares were withheld to satisfy tax withholding and 30,002 shares were sold in open-market trades. Reported proceeds from the withheld shares and market sales total about $16.43 million.

Key Details

  • Vesting/Conversion (M): 64,317 RSUs converted to shares on 2026-04-01 (comprised of 22,688; 22,159; and 19,470-share vestings per award footnotes).
  • Tax withholding (F): 34,315 shares withheld at $255.63 for $8,771,943 to cover taxes on vesting.
  • Open-market sales (S, executed under a Rule 10b5-1 plan per F4):
    • 20,338 shares sold on 2026-04-02 at a weighted avg $255.12 for $5,188,631 (prices ranged $254.505–$255.485; F5).
    • 9,664 shares sold on 2026-04-02 at a weighted avg $255.82 for $2,472,244 (prices ranged $255.51–$256.095; F6).
  • Total shares disposed: 64,317 (34,315 withheld + 30,002 sold); total reported proceeds ≈ $16,432,818.
  • Shares owned after these transactions: not stated in the provided filing excerpt.
  • Filing was submitted April 3, 2026 for transactions occurring April 1–2, 2026 (no late filing indicated).

Context
These were RSU vesting events (awards granted in 2021–2023 per footnotes) followed by routine tax-withholding and prearranged Open Market sales under a 10b5-1 plan. Vesting and tax-withholding are typical administrative events; the open-market sales were pre-planned rather than ad hoc purchases or sales reflecting a new investment view.

Insider Transaction Report

Form 4
Period: 2026-04-01
O'BRIEN DEIRDRE
Senior Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    [F1][F2]
    2026-04-01+64,317201,127 total
  • Tax Payment

    Common Stock

    [F3]
    2026-04-01$255.63/sh34,315$8,771,943166,812 total
  • Sale

    Common Stock

    [F4][F5]
    2026-04-02$255.12/sh20,338$5,188,631146,474 total
  • Sale

    Common Stock

    [F4][F6]
    2026-04-02$255.82/sh9,664$2,472,244136,810 total
  • Exercise/Conversion

    Restricted Stock Unit

    [F1][F7]
    2026-04-0122,6880 total
    Common Stock (22,688 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    [F1][F8]
    2026-04-0122,15922,159 total
    Common Stock (22,159 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    [F1][F9]
    2026-04-0119,47038,938 total
    Common Stock (19,470 underlying)
Footnotes (9)
  • [F1]Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.
  • [F2]The number of securities reported reflects the acquisition on January 30, 2026 of 123 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2025 through January 30, 2026.
  • [F3]Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs.
  • [F4]This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025.
  • [F5]This transaction was executed in multiple trades at prices ranging from $254.505 to 255.485; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
  • [F6]This transaction was executed in multiple trades at prices ranging from $255.51 to $256.095; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
  • [F7]This award was granted on September 26, 2021. 22,689 RSUs subject to the award vested on April 1, 2024, and 22,688 RSUs vested on each of April 1, 2025 and April 1, 2026.
  • [F8]This award was granted on September 25, 2022. 22,159 RSUs subject to the award vested on each of April 1, 2025 and April 1, 2026, and 22,159 RSUs are scheduled to vest on April 1, 2027, subject to the terms and conditions of the underlying award agreement.
  • [F9]This award was granted on October 1, 2023. 19,470 RSUs subject to the award vested on April 1, 2026, and 19,469 RSUs are scheduled to vest on each of April 1, 2027 and April 1, 2028, subject to the terms and conditions of the underlying award agreement.
Signature
/s/ Sam Whittington, Attorney-in-Fact for Deirdre O'Brien|2026-04-03

Documents

1 file
  • 4
    form4.xmlPrimary

    FORM 4