BROADWAY FINANCIAL CORP \DE\·4

May 27, 5:34 PM ET

Bradshaw Wayne-Kent A. 4

4 · BROADWAY FINANCIAL CORP \DE\ · Filed May 27, 2026

Research Summary

AI-generated summary of this filing

Updated

Broadway Financial (BYFC) Director Bradshaw Sells 1,400 Shares

What Happened
Bradshaw Wayne-Kent A., a director of Broadway Financial Corp. (BYFC), sold a total of 1,400 shares in multiple open-market transactions on May 22, 2026. The trades were executed at prices ranging from $9.51 to $9.69 per share, producing aggregate proceeds of approximately $13,403. These were outright sales (transaction code S), not purchases or option exercises.

Key Details

  • Transaction date: May 22, 2026 (filed May 27, 2026). The filing was submitted 5 days after the trades (appears late relative to the usual Form 4 reporting window).
  • Individual trades: 100 sh @ $9.69 ($969); 200 sh @ $9.56 ($1,912); 300 sh @ $9.51 ($2,853); 30 sh @ $9.59 ($288); 568 sh @ $9.58 ($5,441); 2 sh @ $9.59 ($19); 200 sh @ $9.60 ($1,921). Total: 1,400 sh, ~$13,403.
  • Shares owned after transaction: Not specified in the supplied transaction list. Filing footnote says holdings were adjusted for a reverse stock split (effective Oct 31, 2023) and include 5,216 shares allocated under the company ESOP.
  • Notes: All transactions reported as open-market sales (S). No 10b5-1 plan, tax-withholding, or gift codes were indicated in the provided details.

Context
Sales by directors can be routine (liquidity, portfolio rebalancing, etc.) and do not by themselves prove a change in company outlook. For retail investors, purchases are usually seen as a clearer bullish signal than routine sales; this filing documents a modest insider disposition of 1,400 shares totaling about $13.4k.

Insider Transaction Report

Form 4
Period: 2026-05-22
Transactions
  • Sale

    Common Stock

    [F1]
    2026-05-22$9.69/sh100$96943,259 total
  • Sale

    Common Stock

    [F1]
    2026-05-22$9.56/sh200$1,91243,059 total
  • Sale

    Common Stock

    [F1]
    2026-05-22$9.51/sh300$2,85342,759 total
  • Sale

    Common Stock

    [F1]
    2026-05-22$9.59/sh30$28842,729 total
  • Sale

    Common Stock

    [F1]
    2026-05-22$9.58/sh568$5,44142,161 total
  • Sale

    Common Stock

    [F1]
    2026-05-22$9.59/sh2$1942,159 total
  • Sale

    Common Stock

    [F1]
    2026-05-22$9.60/sh200$1,92141,959 total
Footnotes (1)
  • [F1]The amount of securities adjusted for reverse stock split effective October 31, 2023. Further, the amount includes 5,216 shares allocated under the 'ESOP'.
Signature
/s/Audrey Phillips, Attorney-in-Fact|2026-05-27

Documents

1 file
  • 4
    form4.xmlPrimary

    FORM 4