TRI-CONTINENTAL Corp·4

May 28, 2:06 PM ET

Jin Yan 4

4 · TRI-CONTINENTAL Corp · Filed May 28, 2026

Research Summary

AI-generated summary of this filing

Updated

TRI-CONTINENTAL (TY) Portfolio Manager Jin Yan Sells 2,500 Shares

What Happened Jin Yan, a portfolio manager at TRI-CONTINENTAL Corp (ticker: TY), sold 2,500 shares on 2026-05-27 in an open-market transaction at $34.87 per share, generating proceeds of approximately $87,175. This was a sale (code "S") rather than a purchase or option exercise.

Key Details

  • Transaction date and price: 2026-05-27, 2,500 shares sold at $34.87 each.
  • Total proceeds: about $87,175.
  • Filing date: Form 4 filed 2026-05-28 (timely filing; no late-report indication).
  • Shares owned after transaction: not disclosed in the provided filing excerpt.
  • Notable footnotes: transaction is reported as an open-market/private sale; no 10b5-1 plan, tax withholding, or gift notation shown in the provided details.

Context Sales by insiders can be routine (diversification, liquidity, tax planning) and do not by themselves indicate the insider's view of the company. Retail investors should consider this sale as factual reporting of insider activity and, if relevant, combine it with other insider trades, company news, and fundamentals before drawing conclusions.

Insider Transaction Report

Form 4
Period: 2026-05-27
Jin Yan
Other
Transactions
  • Sale

    Tri-Continental Corporation Common Stock

    2026-05-27$34.87/sh2,500$87,17512,919 total
Signature
Joseph D'Alessandro, Power of Attorney|2026-05-28

Documents

1 file
  • 4
    form4.xmlPrimary

    FORM 4