McDonnell Matthew 4
4 · Anteris Technologies Global Corp. · Filed Jun 9, 2026
Research Summary
AI-generated summary of this filing
Anteris (AVR) CFO Matthew McDonnell Exercises Options
What Happened
Matthew McDonnell, Chief Financial Officer of Anteris Technologies Global Corp. (AVR), exercised a total of 62,001 stock options on June 5, 2026 (2,001 options at A$/USD-equivalent $4.84 and 60,000 options at $6.32). The exercises resulted in acquisition of 62,001 CHESS Depositary Interests (CDIs) with an aggregate exercise cost reported at about $388,885 (USD). To satisfy the exercise price/tax withholding, 39,595 CDIs were surrendered/disposed with a reported value of $389,219 (USD), leaving a net 22,406 CDIs retained from this exercise.
Key Details
- Transaction date: June 5, 2026 (filed with SEC on June 9, 2026 — timely filing).
- Exercise details: 2,001 options exercised @ $4.84 = $9,685; 60,000 options exercised @ $6.32 = $379,200 (USD amounts converted from AUD at A$1.00 = $0.7121).
- Withholding/disposal: 39,595 CDIs surrendered @ $9.83 = $389,219 to cover exercise price/tax liabilities (reported as code F).
- Net retained from this exercise: 62,001 acquired − 39,595 surrendered = 22,406 CDIs.
- Footnotes: CDIs represent beneficial ownership of AVR common stock and are held via CHESS Depositary Nominees (ASX). Options were held by Quadroo Pty Ltd as trustee for the McDonnell Family Trust; Mr. McDonnell and his spouse have voting/investment power. Options granted 2019 (2,001) and 2021 (60,000) with typical vesting schedules noted in the filing.
- Filing timeliness: Appears timely (transaction 6/5/26, Form 4 filed 6/9/26).
Context
This was an option exercise with a share-surrender (net or cashless-style) component — the filing shows options converted into CDIs, and a portion of the resulting CDIs were surrendered/withheld to meet exercise price and tax obligations. CDIs trade on the ASX and represent beneficial ownership of Anteris common stock; the filing reflects internal trust/custodian holdings rather than an open-market sale.
Insider Transaction Report
- Exercise/Conversion
Common Stock
[F1][F2][F3]2026-06-05$4.84/sh+2,001$9,685→ 2,001 total(indirect: See Footnote) - Exercise/Conversion
Common Stock
[F1][F2][F3]2026-06-05$6.32/sh+60,000$379,200→ 62,001 total(indirect: See Footnote) - Tax Payment
Common Stock
[F1][F2][F3]2026-06-05$9.83/sh−39,595$389,219→ 22,406 total(indirect: See Footnote) - Exercise/Conversion
Stock options
[F2][F4][F6]2026-06-05−2,001→ 0 total(indirect: See Footnote)Exercise: $4.84Exp: 2029-07-12→ Common Stock (2,001 underlying) - Exercise/Conversion
Stock options
[F2][F5][F6]2026-06-05−60,000→ 0 total(indirect: See Footnote)Exercise: $6.32Exp: 2026-09-23→ Common Stock (60,000 underlying)
- 27,777
Common Stock
[F1]
Footnotes (6)
- [F1]Represents CHESS Depositary Interests ("CDIs") of the Issuer received upon settlement of the stock options. The CDIs are traded on the Australian Securities Exchange (the "ASX") and are held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the Australian Securities Exchange. CDIs confer the beneficial ownership of the Issuer's common stock on each CDI holder, with the legal title to such securities held by CHESS Depositary Nominees Pty Limited.
- [F2]All US dollar amounts in this column have been converted from Australian dollars using the spot exchange rate on June 5, 2026, which was approximately A$1.00 to $0.7121.
- [F3]Held by Citicorp Nominees Pty Ltd as custodian for Quadroo Pty Ltd, as Trustee for the McDonnell Family Trust. Mr. McDonnell and his spouse serve as directors of Quadroo Pty Ltd and share voting and investment power over such shares.
- [F4]On June 14, 2019, the Reporting Person was granted 2,001 stock options, which vested in approximately equal installments on July 12, 2020, July 12, 2021 and July 12, 2022, subject to the Reporting Person's continued service through each vesting date.
- [F5]On September 23, 2021, the Reporting Person was granted 60,000 stock options, which vested in approximately equal installments on September 23, 2022, September 23, 2023 and September 23, 2024, subject to the Reporting Person's continued service through each vesting date.
- [F6]The stock options are held by Quadroo Pty Ltd, as Trustee for the McDonnell Family Trust. Mr. McDonnell and his spouse serve as directors of Quadroo Pty Ltd and share voting and investment power over such shares.