Brophy Warson Tracey 4

What Happened

• Tracey Brophy, a director of AlTi Global, exercised or converted a derivative position for 30,732.266 shares on June 16, 2026 (reported as an "M" transaction). The same 30,732.266 shares are also reported as disposed at $0.00 in the filing, indicating a conversion/settlement rather than an open-market sale. On June 17, 2026 she received (was granted) 34,736.476 restricted stock units (RSUs) with no cash consideration reported.

Key Details

• Transaction types/dates: Exercise/conversion of derivative (M) — 30,732.266 shares on 2026-06-16; Grant/award (A) — 34,736.476 RSUs on 2026-06-17.
• Prices/values: Exercise/conversion reported with no cash amount; the disposition is reported at $0.00. RSUs granted at $0.00 (no cash paid).
• Vesting/footnotes: F1 — each RSU equals a contingent right to one Class A share. F2/F3 — certain RSUs vest in full either the business day before the 2026 annual meeting or June 30, 2026, and others vest in full either the business day before the 2027 annual meeting or June 30, 2027.
• Shares owned after transaction: Not specified in the provided filing excerpt.
• Timeliness: Form 4 was filed on 2026-06-18 for transactions on 6/16–6/17; this appears to be a timely report (not marked late).

Context

• These filings reflect a derivative conversion/settlement and a grant of RSUs — common insider events tied to compensation or plan conversions rather than open-market buying or selling. The disposition at $0.00 typically indicates an internal conversion or settlement of the derivative instrument, not a market sale for cash. Grants of RSUs are compensation and will only convert to shares if and when vesting conditions are met.