AlTi Global, Inc.·4

Jun 18, 4:13 PM ET

Corio Norma 4

4 · AlTi Global, Inc. · Filed Jun 18, 2026

Research Summary

AI-generated summary of this filing

Updated

AlTi Global (ALTI) Director Corio Norma Exercises Derivatives, Receives RSUs

What Happened
Director Corio Norma completed derivative transactions on June 16, 2026 and received a grant on June 17, 2026. The filing shows an exercise/conversion of 30,732.266 derivative shares (an acquired entry and a corresponding $0.00 disposed entry) and a subsequent grant/award of 34,736.476 restricted stock units (RSUs) at $0.00. The reported dollar values are $0 or N/A, indicating these were equity awards/conversions rather than cash purchases or open-market sales.

Key Details

  • Transaction dates and types:
    • 2026-06-16: Exercise/conversion of derivative (M) — 30,732.266 shares (acquired); matching disposed entry of 30,732.266 shares at $0.00 (derivative).
    • 2026-06-17: Grant/award (A) — 34,736.476 RSUs at $0.00 (acquired).
  • Price / value: all entries reported as $0.00 or N/A (these reflect equity awards/conversions, not market purchases/sales).
  • Shares owned after transaction: not disclosed in the filing.
  • Footnotes:
    • F1: Each RSU = contingent right to one Class A common share.
    • F2/F3: Some RSUs vest in full by the earlier of the business day before the 2026 annual meeting or June 30, 2026; others vest similarly by the 2027 annual meeting or June 30, 2027.
  • Filing timeliness: Reported period 2026-06-16; filing date 2026-06-18 — appears to be filed on a typical short timeframe and is not flagged as late.

Context
Derivative entries coded "M" indicate exercise or conversion of derivative securities; entries coded "A" indicate awards/grants (here, RSUs). The $0.00/N/A values and the RSU footnotes suggest these actions were compensation-related equity awards or internal conversions rather than open-market buying or selling. For retail investors, note that grants and conversions can reflect compensation or contract terms and do not necessarily signal the insider buying stock on the open market.

Insider Transaction Report

Form 4
Period: 2026-06-16
Corio Norma
Director
Transactions
  • Exercise/Conversion

    Class A Common Stock

    [F1]
    2026-06-16+30,732.26671,408.58 total
  • Exercise/Conversion

    Restricted Stock Units

    [F1][F2]
    2026-06-1630,732.2660 total
    Class A Common Stock (30,732.266 underlying)
  • Award

    Restricted Stock Units

    [F1][F3]
    2026-06-17+34,736.47634,736.476 total
    Class A Common Stock (34,736.476 underlying)
Footnotes (3)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock.
  • [F2]The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2026 annual general meeting or (ii) June 30, 2026.
  • [F3]The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2027 annual general meeting or (ii) June 30, 2027.
Signature
/s/ Colleen Graham, Attorney-in-fact|2026-06-17

Documents

1 file
  • 4
    form4.xmlPrimary

    FORM 4