Innventure: enters $60,000,000 at-the-market offering agreement

What happened

• Innventure, Inc. filed an 8-K reporting that on Oct 6, 2026 it entered into an At The Market Offering Agreement (the "Agreement") with Lucid Capital Markets, LLC ("Lucid") to offer and sell up to $60,000,000 of common stock.
• The filing reports that between Sep 10, 2026 and Oct 1, 2026 the Company issued and sold 2,454,689 shares of common stock to YA II PN, Ltd. ("Yorkville") under a Standby Equity Purchase Agreement at a weighted-average effective price of $0.6869 per share for aggregate proceeds of $1,686,192.79.
• The filing also reports that on Oct 6, 2026 the Company announced it does not intend to issue any additional shares of common stock pursuant to the SEPA.

Key details

• Offering agent: Lucid Capital Markets, LLC acting as sales agent and/or as principal; sales may be made on Nasdaq or in privately negotiated transactions (with the Company’s prior written approval).
• Commission: 3.0% of gross sales price on the first $15,000,000 sold and 2.17% on the next $45,000,000 sold when Lucid acts as sales agent; principal sales commission to be agreed between the parties.
• Termination: Company may terminate with five business days’ prior written notice; Lucid may terminate at any time.
• The Common Stock will be offered under the Company’s effective shelf registration statement on Form S-3 (File No. 333-292427), declared effective Jan 9, 2026; the Company filed a prospectus supplement on Oct 6, 2026.

Why it may matter

• Item 1.01 (entry into a material definitive agreement) covers the At The Market Offering Agreement with Lucid to sell up to $60,000,000 of common stock.
• Item 3.02 (unregistered sales of equity securities) covers the issuance and sale of 2,454,689 shares to Yorkville for $1,686,192.79 between Sep 10, 2026 and Oct 1, 2026.
• Item 8.01 (other events) covers the Company’s Oct 6, 2026 announcement that it does not intend to issue any additional shares under the SEPA. A filing does not show why the insider traded or why the company acted.