BANGA AJAY 4
4 · Mastercard Inc · Filed May 4, 2021
Insider Transaction Report
Form 4
BANGA AJAY
President and COO
Transactions
- Sale
Class A Common Stock
2021-04-30$379.31/sh−35,517$13,472,035→ 346,866 total - Sale
Class A Common Stock
2021-04-30$377.24/sh−10,350$3,904,416→ 385,330 total - Exercise/Conversion
Class A Common Stock
2021-04-30$77.72/sh+130,000$10,103,600→ 406,848 total - Sale
Class A Common Stock
2021-04-30$380.17/sh−21,944$8,342,470→ 324,922 total - Sale
Class A Common Stock
2021-04-30$381.28/sh−4,693$1,789,338→ 320,229 total - Sale
Class A Common Stock
2021-04-30$382.47/sh−21,446$8,202,409→ 298,783 total - Sale
Class A Common Stock
2021-04-30$376.17/sh−11,168$4,201,118→ 395,680 total - Sale
Class A Common Stock
2021-04-30$383.16/sh−21,835$8,366,382→ 276,948 total - Sale
Class A Common Stock
2021-04-30$383.84/sh−100$38,384→ 276,848 total - Exercise/Conversion
Employee Stock Option (right to buy)
2021-04-30−130,000→ 167,412 totalExercise: $77.72Exp: 2024-03-01→ Class A Common Stock (130,000 underlying) - Sale
Class A Common Stock
2021-04-30$378.41/sh−2,947$1,115,175→ 382,383 total
Holdings
- 53,629(indirect: By Trust)
Class A Common Stock
- 59,722(indirect: By GRAT)
Class A Common Stock
- 15,000(indirect: By Trust)
Class A Common Stock
Footnotes (10)
- [F1]The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2021.
- [F10]The reporting person was awarded 297,412 employee stock options on March 1, 2014, which had fully vested.
- [F2]The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $375.78 to $376.71. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F3]The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $376.81 to $377.77. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F4]The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $377.81 to $378.78. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F5]The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $378.81 to $379.80. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F6]The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $379.82 to $380.81. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F7]The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $380.83 to $381.75. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F8]The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $381.83 to $382.82. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F9]The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $382.83 to $383.72. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.