4//SEC Filing
Wedbush Capital, Inc. 4
Accession 0001142495-21-000069
CIK 0001302350other
Filed
Aug 22, 8:00 PM ET
Accepted
Aug 23, 6:05 PM ET
Size
12.8 KB
Accession
0001142495-21-000069
Insider Transaction Report
Form 4
WEDBUSH MORGAN SECURITIES INC
10% Owner
Transactions
- Purchase
Shares representing limited liability company interests in J
2021-08-20$6.97/sh+500$3,485→ 2,243,000 total - Purchase
Shares representing limited liability company interests in J
2021-08-20$6.97/sh+500$3,485→ 2,243,000 total(indirect: Wedbush Capital may be deemed to have beneficial ownership of such shares as the sole equityhold) - Purchase
Shares representing limited liability company interests in J
2021-08-19$7.06/sh+3,999$28,253→ 2,242,500 total - Purchase
Shares representing limited liability company interests in J
2021-08-19$7.06/sh+3,999$28,253→ 2,242,500 total(indirect: Wedbush Capital may be deemed to have beneficial ownership of such shares as the sole equityhold)
WEDBUSH, Inc.
10% OwnerOther
Transactions
- Purchase
Shares representing limited liability company interests in J
2021-08-19$7.06/sh+3,999$28,253→ 2,242,500 total - Purchase
Shares representing limited liability company interests in J
2021-08-20$6.97/sh+500$3,485→ 2,243,000 total - Purchase
Shares representing limited liability company interests in J
2021-08-19$7.06/sh+3,999$28,253→ 2,242,500 total(indirect: Wedbush Capital may be deemed to have beneficial ownership of such shares as the sole equityhold) - Purchase
Shares representing limited liability company interests in J
2021-08-20$6.97/sh+500$3,485→ 2,243,000 total(indirect: Wedbush Capital may be deemed to have beneficial ownership of such shares as the sole equityhold)
Footnotes (3)
- [F1]Securities listed in Table I intended as passive investment.
- [F2]This Form 4 is being filed by the undersigned. Wedbush Securities Inc. directly holds the securities of the Issuer. Wedbush Capital may be deemed to have beneficial ownership of such shares as the sole equityholder of Wedbush Securities Inc. In accordance with Instruction 4 b iv to Form 4, the entire amount of the Issuer securities held by Wedbush Securities Inc. is reported herein.
- [F3]For purposes of Section 16, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities or otherwise.
Documents
Issuer
JMP GROUP LLC
CIK 0001302350
Entity typeother
IncorporatedCA
Related Parties
1- filerCIK 0001130381
Filing Metadata
- Form type
- 4
- Filed
- Aug 22, 8:00 PM ET
- Accepted
- Aug 23, 6:05 PM ET
- Size
- 12.8 KB