4/A//SEC Filing
Wedbush Capital, Inc. 4/A
Accession 0001142495-21-000079
CIK 0001302350other
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 6:04 PM ET
Size
9.4 KB
Accession
0001142495-21-000079
Insider Transaction Report
Form 4/AAmended
WEDBUSH MORGAN SECURITIES INC
10% Owner
Transactions
- Disposition to Issuer
Shares representing limited liability company interests in J
2021-11-17$7.50/sh+2,250,000$16,875,000→ 0 total - Disposition to Issuer
Shares representing limited liability company interests in J
2021-11-17$7.50/sh+2,250,000$16,875,000→ 0 total(indirect: Wedbush Capital may be deemed to have beneficial ownership of such shares as the sole equityhold)
WEDBUSH, Inc.
10% OwnerOther
Transactions
- Disposition to Issuer
Shares representing limited liability company interests in J
2021-11-17$7.50/sh+2,250,000$16,875,000→ 0 total(indirect: Wedbush Capital may be deemed to have beneficial ownership of such shares as the sole equityhold) - Disposition to Issuer
Shares representing limited liability company interests in J
2021-11-17$7.50/sh+2,250,000$16,875,000→ 0 total
Footnotes (2)
- [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 8, 2021 (as amended from time to time, the "Merger Agreement"), among JMP Group LLC (the "Company"), Citizens Financial Group, Inc. ("Citizens") and Jolt Acquisition LLC, in exchange for $7.50 per share in cash, without interest.
- [F2]This Form 4 is being filed by the undersigned. Wedbush Securities Inc. directly held the securities of the Issuer subject to the Merger Agreement. Wedbush Capital may be deemed to have had beneficial ownership of such shares as the sole equityholder of Wedbush Securities Inc.
Documents
Issuer
JMP GROUP LLC
CIK 0001302350
Entity typeother
IncorporatedCA
Related Parties
1- filerCIK 0001130381
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 6:04 PM ET
- Size
- 9.4 KB