4//SEC Filing
VANTAGESOUTH BANCSHARES, INC. 4
Accession 0001143921-13-000066
CIK 0001143921operating
Filed
Aug 28, 8:00 PM ET
Accepted
Aug 29, 4:35 PM ET
Size
11.5 KB
Accession
0001143921-13-000066
Insider Transaction Report
Form 4
LAMB JOSEPH T JR
Director
Transactions
- Purchase
Common Stock
2013-08-28$5.50/sh+1,319$7,255→ 218,709 total
Holdings
- 128,421(indirect: By Spouse)
Common Stock
- 4,970(indirect: By IRA)
Common Stock
- 7,810(indirect: By Paula-Ann Corporation)
Common Stock
- 12,513(indirect: By Zee R. Rochelle Inc.)
Common Stock
- 6,716(indirect: By Spouse)
Common Stock
- 11,005(indirect: By LLC)
Common Stock
- 2,485(indirect: By Children)
Common Stock
- 11,360(indirect: By Lake Drive Corporation)
Common Stock
Footnotes (3)
- [F1]Securities held equally for seven grandchildren. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- [F2]Except to the extent of the reporting person's interest in the entity that holds these shares, the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F3]The reporting person is a director, officer and/or principal shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein.
Documents
Issuer
VANTAGESOUTH BANCSHARES, INC.
CIK 0001143921
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001143921
Filing Metadata
- Form type
- 4
- Filed
- Aug 28, 8:00 PM ET
- Accepted
- Aug 29, 4:35 PM ET
- Size
- 11.5 KB