VANTAGESOUTH BANCSHARES, INC. 4
4 · VANTAGESOUTH BANCSHARES, INC. · Filed Sep 12, 2013
Insider Transaction Report
Form 4
LAMB JOSEPH T JR
Director
Transactions
- Purchase
Common Stock
2013-08-26$5.50/sh+2,501$13,756→ 222,392 total
Holdings
- 2,485(indirect: By Children)
Common Stock
- 7,810(indirect: By Paula-Ann Corporation)
Common Stock
- 4,970(indirect: By IRA)
Common Stock
- 6,716(indirect: By Spouse)
Common Stock
- 11,005(indirect: By LLC)
Common Stock
- 12,513(indirect: By Zee R. Rochelle Inc.)
Common Stock
- 128,421(indirect: By Spouse)
Common Stock
- 11,360(indirect: By Lake Drive Corporation)
Common Stock
Footnotes (3)
- [F1]Securities held equally for seven grandchildren. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- [F2]Except to the extent of the reporting person's interest in the entity that holds these shares, the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F3]The reporting person is a director, officer and/or principal shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein.