Home/Filings/4/0001143921-13-000068
4//SEC Filing

VANTAGESOUTH BANCSHARES, INC. 4

Accession 0001143921-13-000068

CIK 0001143921operating

Filed

Sep 11, 8:00 PM ET

Accepted

Sep 12, 3:24 PM ET

Size

11.5 KB

Accession

0001143921-13-000068

Insider Transaction Report

Form 4
Period: 2013-08-26
Transactions
  • Purchase

    Common Stock

    2013-08-26$5.50/sh+2,501$13,756222,392 total
Holdings
  • Common Stock

    (indirect: By Children)
    2,485
  • Common Stock

    (indirect: By Paula-Ann Corporation)
    7,810
  • Common Stock

    (indirect: By IRA)
    4,970
  • Common Stock

    (indirect: By Spouse)
    6,716
  • Common Stock

    (indirect: By LLC)
    11,005
  • Common Stock

    (indirect: By Zee R. Rochelle Inc.)
    12,513
  • Common Stock

    (indirect: By Spouse)
    128,421
  • Common Stock

    (indirect: By Lake Drive Corporation)
    11,360
Footnotes (3)
  • [F1]Securities held equally for seven grandchildren. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
  • [F2]Except to the extent of the reporting person's interest in the entity that holds these shares, the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  • [F3]The reporting person is a director, officer and/or principal shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein.

Issuer

VANTAGESOUTH BANCSHARES, INC.

CIK 0001143921

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001143921

Filing Metadata

Form type
4
Filed
Sep 11, 8:00 PM ET
Accepted
Sep 12, 3:24 PM ET
Size
11.5 KB