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4//SEC Filing

VANTAGESOUTH BANCSHARES, INC. 4

Accession 0001143921-14-000014

CIK 0001143921operating
View on SEC.govCompany Profile

Filed

Jan 30, 7:00 PM ET

Accepted

Jan 31, 3:09 PM ET

Size

14.2 KB

Accession

0001143921-14-000014

Insider Transaction Report

Form 4
Period: 2014-01-31
VANTAGESOUTH BANCSHARES, INC.VSB
LAMB JOSEPH T JR
Director
Transactions
  • Gift

    Common Stock

    2013-11-04−7,810→ 0 total(indirect: By Paula-Ann Corporation)
  • Purchase

    Common Stock

    2014-01-31$5.14/sh+32,190$165,457→ 259,891 total
  • Gift

    Common Stock

    2013-11-04+7,810→ 227,701 total
Holdings

  • Common Stock

    (indirect: By IRA)
    4,970

  • Common Stock

    (indirect: By Spouse)
    6,716

  • Common Stock

    (indirect: By Children)
    2,485

  • Common Stock

    (indirect: By LLC)
    11,005

  • Common Stock

    (indirect: By Lake Drive Corporation)
    11,360

  • Common Stock

    (indirect: By Spouse)
    128,421

  • Common Stock

    (indirect: By Zee R. Rochelle Inc.)
    12,513
Footnotes (4)
  • [F1]The reporting person's beneficial interest in 7,810 shares owned by Paula-Ann Corporation and included in the reporting person's prior ownership reports changed on November 4, 2013 to a direct holding when 7,810 shares were transferred as a bona fide gift to the reporting person.
  • [F2]Securities held equally for seven grandchildren. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
  • [F3]Except to the extent of the reporting person's interest in the entity that holds these shares, the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  • [F4]The reporting person is a director, officer and/or principal shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein.

Documents

1 file

Issuer

VANTAGESOUTH BANCSHARES, INC.

CIK 0001143921

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001143921

Filing Metadata

Form type
4
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 3:09 PM ET
Size
14.2 KB
View on SEC.gov