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4//SEC Filing

KASSEL ROBERT 4

Accession 0001144204-03-007978

CIK 0000879911other
View on SEC.govCompany Profile

Filed

Nov 25, 7:00 PM ET

Accepted

Nov 26, 8:29 PM ET

Size

56.5 KB

Accession

0001144204-03-007978

Insider Transaction Report

Form 4
Period: 2003-11-20
US HOME & GARDEN INCUSHG
KASSEL ROBERT
DirectorChairman,CEO,Pres,Secy,& Treas10% Owner
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2003-11-20−200,000→ 0 total
    Exercise: $2.06Exp: 2005-11-17→ Common Stock (200,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2003-11-20+200,000→ 200,000 total
    Exercise: $0.63Exp: 2013-11-30→ Common Stock (200,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2003-11-20+300,000→ 300,000 total
    Exercise: $0.63Exp: 2013-11-30→ Common Stock (300,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2003-11-20−100,000→ 0 total
    Exercise: $1.69Exp: 2008-09-09→ Common Stock (100,000 underlying)
  • Disposition to Issuer

    Warrants (Right to Buy)

    2003-11-20−125,000→ 0 total(indirect: By Spouse)
    Exercise: $1.69Exp: 2005-11-17→ Common Stock (125,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2003-11-20−350,000→ 0 total
    Exercise: $2.06Exp: 2005-11-17→ Common Stock (350,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2003-11-20+350,000→ 350,000 total
    Exercise: $0.63Exp: 2013-11-30→ Common Stock (350,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2003-11-20−450,000→ 0 total
    Exercise: $2.06Exp: 2005-11-17→ Common Stock (450,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2003-11-20−40,000→ 0 total(indirect: By Spouse)
    Exercise: $1.69Exp: 2008-12-31→ Common Stock (40,000 underlying)
  • Award

    Warrants (Right to Buy)

    2003-11-20+125,000→ 125,000 total(indirect: By Spouse)
    Exercise: $0.63Exp: 2013-11-30→ Common Stock (125,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2003-11-20−80,000→ 0 total
    Exercise: $1.69Exp: 2008-12-31→ Common Stock (80,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2003-11-20+100,000→ 100,000 total
    Exercise: $0.63Exp: 2013-11-30→ Common Stock (100,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2003-11-20+161,333→ 161,333 total
    Exercise: $0.63Exp: 2013-11-30→ Common Stock (161,333 underlying)
  • Award

    Stock Option (Right to Buy)

    2003-11-20+450,000→ 450,000 total
    Exercise: $0.63Exp: 2013-11-30→ Common Stock (450,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2003-11-20−388,000→ 0 total
    Exercise: $3.25Exp: 2005-11-17→ Common Stock (388,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2003-11-20+388,000→ 388,000 total
    Exercise: $0.63Exp: 2013-11-30→ Common Stock (388,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2003-11-20−300,000→ 0 total
    Exercise: $2.13Exp: 2009-11-29→ Common Stock (300,000 underlying)
  • Award

    Warrants (Right to Buy)

    2003-11-20+263,160→ 263,160 total
    Exercise: $0.63Exp: 2013-11-30→ Common Stock (263,160 underlying)
  • Award

    Stock Option (Right to Buy)

    2003-11-20+80,000→ 80,000 total
    Exercise: $0.63Exp: 2013-11-30→ Common Stock (80,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2003-11-20−161,333→ 0 total
    Exercise: $1.69Exp: 2009-07-01→ Common Stock (161,333 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2003-11-20−50,000→ 0 total(indirect: By Spouse)
    Exercise: $1.69Exp: 2005-11-17→ Common Stock (50,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2003-11-20+50,000→ 50,000 total(indirect: By Spouse)
    Exercise: $0.63Exp: 2013-11-30→ Common Stock (50,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2003-11-20+40,000→ 40,000 total(indirect: By Spouse)
    Exercise: $0.63Exp: 2013-11-30→ Common Stock (40,000 underlying)
  • Disposition to Issuer

    Warrants (Right to Buy)

    2003-11-20−263,160→ 0 total
    Exercise: $2.28Exp: 2005-05-31→ Common Stock (263,160 underlying)
Footnotes (8)
  • [F1]Represents the deemed cancellation of existing options and warrants and grant of "replacement" options and warrants in connection with the repricing and/or extension of the expiration date of existing options and warrants.
  • [F2]These options are exercisable in ten equal annual installments commencing 7/1/98.
  • [F3]These options are exercisable in ten equal annual installments commencing 7/1/99 except the last installment vests on 1/1/08.
  • [F4]These options are exercisable in ten equal annual installments commencing 6/30/00.
  • [F5]These options/warrants are currently exercisable.
  • [F6]These options are exercisable in ten equal annual installments commencing 7/1/99.
  • [F7]These options are exercisable in ten equal annual installments commencing 4/20/99.
  • [F8]These options are exercisable in ten equal annual installments commencing 7/20/99.

Documents

1 file

Issuer

US HOME & GARDEN INC

CIK 0000879911

→
Entity typeother

Related Parties

1
  • filerCIK 0001023979

Filing Metadata

Form type
4
Filed
Nov 25, 7:00 PM ET
Accepted
Nov 26, 8:29 PM ET
Size
56.5 KB
View on SEC.gov