5//SEC Filing
HOFFMAN KURT J 5
Accession 0001144204-04-004510
CIK 0001115954other
Filed
Apr 7, 8:00 PM ET
Accepted
Apr 8, 4:59 PM ET
Size
15.8 KB
Accession
0001144204-04-004510
Insider Transaction Report
Form 5
TREND MINING COTRDM
HOFFMAN KURT J
DirectorCEO and President
Transactions
- Purchase
Common Stock
2001-02-16$0.70/sh+700$490→ 288,124 total - Award
Employee Stock Option (right to buy)
2001-02-23$0.80/sh+309,300$247,440→ 309,300 totalExercise: $0.00From: 2001-02-23Exp: 2004-02-22→ Common Stock (309,300 underlying) - Other
Common Stock
2003-01-14+169,160→ 347,046 total - Award
Common Stock
2003-09-15+100,000→ 447,046 total - Sale
Common Stock
2001-08-24$0.65/sh−30,000$19,500→ 66,457 total - Award
Common Stock
2003-09-15+600,656→ 1,047,702 total - Sale
Common Stock
2001-04-18$0.10/sh−41,667$4,167→ 246,457 total
Footnotes (9)
- [F1]The interim amounts of securities beneficially owned reported in column 5 are provided only in order to allow the EDGAR system to accept this filing. Due to other timely reported transactions, such amounts may not reflect the filer's actual ownership at such times.
- [F2]These shares were transferred to a third party as partial consideration for the purchase price of a house, such partial consideration valued at $.56.
- [F3]The disposition of 50,000 shares was previously reported on a Form 4 filed September 4, 2001 and the disposition of 100,000 shares was previously reported on a Form 4 filed September 10, 2001.
- [F4]These shares were granted in lieu of $9,500 of salary owed and $7,416 of expenses incurred on behalf of the issuer, valued at $0.10 per share.
- [F5]The acquisition of 92,000 shares was previously reported on a Form 4 filed September 10, 2001, and the disposition of 20,000 shares and the acquisition of 39,429 shares were previously reported on a Form 4 filed February 20, 2002.
- [F6]These shares were granted to each director for compensation for the fiscal year 2003, pursuant to the 2000 Equity Incentive Plan
- [F7]These shares were granted in lieu of $60,065.60 of salary owed, valued at $0.10 per share.
- [F8]A Form 3 filed September 26, 2000 mistakenly included 17,072 shares not beneficially owned by the reporting person.
- [F9]These stock options were awarded pursuant to the 2000 Equity Incentive Plan.
Documents
Issuer
TREND MINING CO
CIK 0001115954
Entity typeother
Related Parties
1- filerCIK 0001270935
Filing Metadata
- Form type
- 5
- Filed
- Apr 7, 8:00 PM ET
- Accepted
- Apr 8, 4:59 PM ET
- Size
- 15.8 KB