Home/Filings/4/0001144204-04-007679
4//SEC Filing

N HERRICK IRREVOCABLE ABC TRUST 4

Accession 0001144204-04-007679

CIK 0001040973other

Filed

May 25, 8:00 PM ET

Accepted

May 26, 6:19 PM ET

Size

9.7 KB

Accession

0001144204-04-007679

Insider Transaction Report

Form 4
Period: 2004-05-25
Transactions
  • Other

    Common Stock

    2004-05-252,964,1800 total
  • Other

    Convertible Senior Subordinated Note Due September 30, 2007

    2004-05-250 total
    Exercise: $0.56From: 2002-10-03Exp: 2007-09-30Common Stock (892,857 underlying)
  • Other

    Series A Convertible Preferred Stock

    2004-05-2525,0000 total
    Exercise: $0.56Common Stock (4,464,285 underlying)
Footnotes (2)
  • [F1]On May 25, 2004, the N. Herrick Irrevocable ABC Trust ("Trust") distributed 2,964,180 shares of Common Stock of the Issuer to Norton Herrick, the beneficiary of the Trust. On May 25, 2004, the Trust also distributed to Norton Herrick, the beneficiary of the Trust, the $500,000 Convertible Senior Subordinated Note Due September 30, 2007 (the "Trust Note"), which is convertible into 892,857 shares of Common Stock, and 25,000 shares of Series A Convertible Preferred Stock ("Series A Preferred Stock"), which is convertible into 4,464,285 shares of Common Stock.
  • [F2]The Series A Preferred Stock is convertible immediately and has no expiration date.

Documents

1 file

Issuer

MEDIABAY INC

CIK 0001040973

Entity typeother

Related Parties

1
  • filerCIK 0001213311

Filing Metadata

Form type
4
Filed
May 25, 8:00 PM ET
Accepted
May 26, 6:19 PM ET
Size
9.7 KB