JP MORGAN CHASE BANK 4
Accession 0001144204-04-022735
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 8:50 PM ET
Size
142.6 KB
Accession
0001144204-04-022735
Insider Transaction Report
- Conversion
Common Stock
2004-12-21+23,935→ 715,356 total - Conversion
Common Stock
2004-12-21+52,800→ 602,006 total(indirect: See footnote) - Sale
Common Stock
2004-12-21$16.27/sh−53,017$862,852→ 100,587 total(indirect: See footnote) - Sale
Common Stock
2004-12-21$16.27/sh−207,788$3,381,750→ 394,218 total(indirect: See footnote) - Conversion
Series D Convertible Preferred Stock
2004-12-21−76,901→ 0 total→ Common Stock (23,935 underlying) - Conversion
Common Stock
2004-12-21+691,421→ 691,421 total - Conversion
Common Stock
2004-12-21+142,214→ 142,214 total(indirect: See footnote) - Conversion
Common Stock
2004-12-21+500,716→ 1,216,072 total - Conversion
Common Stock
2004-12-21+300,432→ 2,017,220 total - Conversion
Series C Cumulative Convertible Preferred Stock
2004-12-21−2,343,930→ 0 total(indirect: See footnote)→ Common Stock (549,206 underlying) - Sale
Common Stock
2004-12-21$16.27/sh−696,262$11,331,664→ 1,320,958 total - Conversion
Common Stock
2004-12-21+11,390→ 153,604 total(indirect: See footnote) - Conversion
Common Stock
2004-12-21+549,206→ 549,206 total(indirect: See footnote) - Conversion
Series D-1 Convertible Preferred Stock
2004-12-21−8,011,468→ 0 total→ Common Stock (500,716 underlying) - Conversion
Series C Cumulative Convertible Preferred Stock
2004-12-21−2,950,877→ 0 total→ Common Stock (691,421 underlying) - Conversion
Series D Convertible Preferred Stock
2004-12-21−169,636→ 0 total(indirect: See footnote)→ Common Stock (52,800 underlying) - Conversion
Series C Cumulative Convertible Preferred Stock
2004-12-21−606,947→ 0 total(indirect: See footnote)→ Common Stock (142,214 underlying) - Conversion
Series D Convertible Preferred Stock
2004-12-21−36,598→ 0 total(indirect: See footnote)→ Common Stock (11,390 underlying) - Conversion
Series E Convertible Preferred Stock
2004-12-21−8,011,468→ 0 total→ Common Stock (500,716 underlying) - Conversion
Series E-1 Convertible Preferred Stock
2004-12-21−4,806,921→ 0 total→ Common Stock (300,432 underlying)
- Conversion
Series D-1 Convertible Preferred Stock
2004-12-21−8,011,468→ 0 total→ Common Stock (500,716 underlying) - Conversion
Common Stock
2004-12-21+300,432→ 2,017,220 total - Conversion
Series C Cumulative Convertible Preferred Stock
2004-12-21−2,950,877→ 0 total→ Common Stock (691,421 underlying) - Conversion
Common Stock
2004-12-21+142,214→ 142,214 total(indirect: See footnote) - Sale
Common Stock
2004-12-21$16.27/sh−53,017$862,852→ 100,587 total(indirect: See footnote) - Sale
Common Stock
2004-12-21$16.27/sh−696,262$11,331,664→ 1,320,958 total - Conversion
Common Stock
2004-12-21+549,206→ 549,206 total(indirect: See footnote) - Conversion
Common Stock
2004-12-21+691,421→ 691,421 total - Conversion
Common Stock
2004-12-21+23,935→ 715,356 total - Conversion
Common Stock
2004-12-21+500,716→ 1,216,072 total - Conversion
Common Stock
2004-12-21+52,800→ 602,006 total(indirect: See footnote) - Conversion
Series E Convertible Preferred Stock
2004-12-21−8,011,468→ 0 total→ Common Stock (500,716 underlying) - Sale
Common Stock
2004-12-21$16.27/sh−207,788$3,381,750→ 394,218 total(indirect: See footnote) - Conversion
Series C Cumulative Convertible Preferred Stock
2004-12-21−2,343,930→ 0 total(indirect: See footnote)→ Common Stock (549,206 underlying) - Conversion
Series D Convertible Preferred Stock
2004-12-21−169,636→ 0 total(indirect: See footnote)→ Common Stock (52,800 underlying) - Conversion
Series D Convertible Preferred Stock
2004-12-21−36,598→ 0 total(indirect: See footnote)→ Common Stock (11,390 underlying) - Conversion
Common Stock
2004-12-21+11,390→ 153,604 total(indirect: See footnote) - Conversion
Series C Cumulative Convertible Preferred Stock
2004-12-21−606,947→ 0 total(indirect: See footnote)→ Common Stock (142,214 underlying) - Conversion
Series D Convertible Preferred Stock
2004-12-21−76,901→ 0 total→ Common Stock (23,935 underlying) - Conversion
Series E-1 Convertible Preferred Stock
2004-12-21−4,806,921→ 0 total→ Common Stock (300,432 underlying)
- Conversion
Series C Cumulative Convertible Preferred Stock
2004-12-21−2,950,877→ 0 total→ Common Stock (691,421 underlying) - Conversion
Common Stock
2004-12-21+23,935→ 715,356 total - Conversion
Common Stock
2004-12-21+500,716→ 1,216,072 total - Sale
Common Stock
2004-12-21$16.27/sh−696,262$11,331,664→ 1,320,958 total - Conversion
Series C Cumulative Convertible Preferred Stock
2004-12-21−606,947→ 0 total(indirect: See footnote)→ Common Stock (142,214 underlying) - Conversion
Series D Convertible Preferred Stock
2004-12-21−76,901→ 0 total→ Common Stock (23,935 underlying) - Conversion
Common Stock
2004-12-21+691,421→ 691,421 total - Sale
Common Stock
2004-12-21$16.27/sh−207,788$3,381,750→ 394,218 total(indirect: See footnote) - Conversion
Common Stock
2004-12-21+142,214→ 142,214 total(indirect: See footnote) - Conversion
Common Stock
2004-12-21+11,390→ 153,604 total(indirect: See footnote) - Conversion
Common Stock
2004-12-21+549,206→ 549,206 total(indirect: See footnote) - Sale
Common Stock
2004-12-21$16.27/sh−53,017$862,852→ 100,587 total(indirect: See footnote) - Conversion
Common Stock
2004-12-21+300,432→ 2,017,220 total - Conversion
Series C Cumulative Convertible Preferred Stock
2004-12-21−2,343,930→ 0 total(indirect: See footnote)→ Common Stock (549,206 underlying) - Conversion
Common Stock
2004-12-21+52,800→ 602,006 total(indirect: See footnote) - Conversion
Series D Convertible Preferred Stock
2004-12-21−36,598→ 0 total(indirect: See footnote)→ Common Stock (11,390 underlying) - Conversion
Series D Convertible Preferred Stock
2004-12-21−169,636→ 0 total(indirect: See footnote)→ Common Stock (52,800 underlying) - Conversion
Series D-1 Convertible Preferred Stock
2004-12-21−8,011,468→ 0 total→ Common Stock (500,716 underlying) - Conversion
Series E Convertible Preferred Stock
2004-12-21−8,011,468→ 0 total→ Common Stock (500,716 underlying) - Conversion
Series E-1 Convertible Preferred Stock
2004-12-21−4,806,921→ 0 total→ Common Stock (300,432 underlying)
- Conversion
Series D Convertible Preferred Stock
2004-12-21−36,598→ 0 total(indirect: See footnote)→ Common Stock (11,390 underlying) - Conversion
Common Stock
2004-12-21+300,432→ 2,017,220 total - Conversion
Series C Cumulative Convertible Preferred Stock
2004-12-21−606,947→ 0 total(indirect: See footnote)→ Common Stock (142,214 underlying) - Conversion
Common Stock
2004-12-21+23,935→ 715,356 total - Sale
Common Stock
2004-12-21$16.27/sh−207,788$3,381,750→ 394,218 total(indirect: See footnote) - Sale
Common Stock
2004-12-21$16.27/sh−696,262$11,331,664→ 1,320,958 total - Conversion
Common Stock
2004-12-21+142,214→ 142,214 total(indirect: See footnote) - Conversion
Series E-1 Convertible Preferred Stock
2004-12-21−4,806,921→ 0 total→ Common Stock (300,432 underlying) - Conversion
Common Stock
2004-12-21+691,421→ 691,421 total - Conversion
Common Stock
2004-12-21+11,390→ 153,604 total(indirect: See footnote) - Conversion
Common Stock
2004-12-21+52,800→ 602,006 total(indirect: See footnote) - Conversion
Common Stock
2004-12-21+500,716→ 1,216,072 total - Conversion
Common Stock
2004-12-21+549,206→ 549,206 total(indirect: See footnote) - Sale
Common Stock
2004-12-21$16.27/sh−53,017$862,852→ 100,587 total(indirect: See footnote) - Conversion
Series C Cumulative Convertible Preferred Stock
2004-12-21−2,950,877→ 0 total→ Common Stock (691,421 underlying) - Conversion
Series C Cumulative Convertible Preferred Stock
2004-12-21−2,343,930→ 0 total(indirect: See footnote)→ Common Stock (549,206 underlying) - Conversion
Series D Convertible Preferred Stock
2004-12-21−76,901→ 0 total→ Common Stock (23,935 underlying) - Conversion
Series D Convertible Preferred Stock
2004-12-21−169,636→ 0 total(indirect: See footnote)→ Common Stock (52,800 underlying) - Conversion
Series D-1 Convertible Preferred Stock
2004-12-21−8,011,468→ 0 total→ Common Stock (500,716 underlying) - Conversion
Series E Convertible Preferred Stock
2004-12-21−8,011,468→ 0 total→ Common Stock (500,716 underlying)
Footnotes (3)
- [F1]Each share of Series C Cumulative Convertible Preferred Stock, Series D Convertible Preferred Stock, Series D-1 Convertible Preferred Stock, Series E Convertible Preferred Stock and Series E-1 Convertible Preferred Stock automatically converted into common stock, reflecting all stock splits and other adjustments pursuant to the Issuer's Certificate of Incorporation, as amended, upon the closing of the Issuer's initial public offering of common stock.
- [F2]The amounts shown represent the beneficial ownership of the Issuer's equity securities by JPMorgan SBIC, LLC.
- [F3]The amounts shown represent the beneficial ownership of the Issuer's equity securities by Sixty Wall Street SBIC Fund, L.P.
Documents
Issuer
ARBINET THEXCHANGE INC
CIK 0001136655
Related Parties
1- filerCIK 0001208636
Filing Metadata
- Form type
- 4
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 8:50 PM ET
- Size
- 142.6 KB