MATTHEW LORI 4/A

Accession 0001144204-04-022737

CIK 0001136655other

Filed

Dec 22, 7:00 PM ET

Accepted

Dec 23, 8:52 PM ET

Size

25.2 KB

Accession

0001144204-04-022737

Form 4/AAmended

Period: 2004-12-21

10% Owner

Transactions

Conversion
Series D-1 Convertible Preferred Stock
2004-12-21−8,011,468→ 0 total(indirect: See footnote)
→ Common Stock (500,716 underlying)
Conversion
Common Stock
2004-12-21+23,935→ 715,356 total(indirect: See footnote)
Conversion
Series E Convertible Preferred Stock
2004-12-21−8,011,468→ 0 total(indirect: See footnote)
→ Common Stock (500,716 underlying)
Conversion
Series D Convertible Preferred Stock
2004-12-21−76,901→ 0 total(indirect: See footnote)
→ Common Stock (23,935 underlying)
Sale
Common Stock
2004-12-21$16.27/sh−696,262$11,331,664→ 1,320,958 total(indirect: See footnote)
Conversion
Common Stock
2004-12-21+300,432→ 2,017,220 total(indirect: See footnote)
Conversion
Series C Cumulative Convertible Preferred Stock
2004-12-21−2,950,877→ 0 total(indirect: See footnote)
→ Common Stock (691,421 underlying)
Conversion
Common Stock
2004-12-21+691,421→ 691,421 total(indirect: See footnote)
Conversion
Common Stock
2004-12-21+500,716→ 1,216,072 total(indirect: See footnote)
Conversion
Series E-1 Convertible Preferred Stock
2004-12-21−4,806,921→ 0 total(indirect: See footnote)
→ Common Stock (300,432 underlying)

Footnotes (2)

[F1]Each share of Series C Cumulative Convertible Preferred Stock, Series D Convertible Preferred Stock, Series D-1 Convertible Preferred Stock, Series E Convertible Preferred Stock and Series E-1 Convertible Preferred Stock automatically converted into common stock, reflecting all stock splits and other adjustments pursuant to the Issuer's Certificate of Incorporation, as amended, upon the closing of the Issuer's initial public offering of common stock.
[F2]The amounts shown represent the beneficial ownership of the Issuer's securities beneficially owned by J.P. Morgan Partners (23A SBIC), L.P. ("JPM 23A SBIC"), a portion of which may be deemed attributable to the reporting person because the reporting person is a Principal of J.P. Morgan Partners, LLC, the investment advisor to JPM 23A SBIC and a limited partner of JPMP Master Fund Manager, L.P. ("MF Manager"), a limited partner of JPM 23A SBIC. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the reporting person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within JPM 23A SBIC and within MF Manager. The reporting person disclaims beneficial ownership in the securities to the extent it exceeds his pecuniary interest therein.

Documents

1 file

ARBINET THEXCHANGE INC

CIK 0001136655

Entity typeother