Home/Filings/5/0001144204-05-002880
5//SEC Filing

SOARES MONICA 5

Accession 0001144204-05-002880

CIK 0000897545other

Filed

Jan 30, 7:00 PM ET

Accepted

Jan 31, 7:20 PM ET

Size

13.9 KB

Accession

0001144204-05-002880

Insider Transaction Report

Form 5
Period: 2004-12-31
SOARES MONICA
Director10% Owner
Transactions
  • Award

    Common Stock

    2004-12-30+250,0009,000,000 total(indirect: See Footnote)
  • Gift

    Common Stock

    2004-03-1950,0000 total(indirect: By Spouse)
  • Award

    Non-Qualified Stock Option

    2004-12-30+300,000300,000 total
    Exercise: $0.45From: 2004-12-30Exp: 2009-12-30Common Stock (300,000 underlying)
  • Award

    Non-Qualified Stock Option

    2004-12-30+900,0001,200,000 total(indirect: See Footnote)
    Exercise: $0.45From: 2004-12-30Exp: 2009-12-30Common Stock (900,000 underlying)
  • Award

    Common Stock

    2004-03-19+50,0000 total(indirect: By Spouse)
Footnotes (4)
  • [F1]On March 19, 2004 the reporting person's spouse converted a convertible security and received 50,000 shares of the issuer's common stock. On 3/19/04 the reporting person's spouse made a gift of 50,000 shares to family members. On December 30, 2004 the board of directors of the Issuer granted the reporting person's spouse 250,000 shares of common stock and five year non-qualified options to purchase 900,000 shares of the issuer's common stock; and on such date the reporting person was granted 300,000 of such non-qualified options. All of these transactions other than the gift should have been reported on Form 4.
  • [F2]These 250,000 shares were granted to the reporting person's spouse as compensation for services rendered.
  • [F3]300,000 of the options are held directly by the reporting person. The remaining 900,000 options are held indirectly by the reporting person's spouse. The reporting person disclaims beneficial ownership of all securities held by the reporting person's spouse.
  • [F4]Of the 9,000,000 shares beneficially owned by the reporting person, (a) 8,500,000 shares are held indirectly through the Rogers Living Trust and (b) 500,000 shares are held indirectly through the China Sue True.

Documents

1 file

Issuer

WINWIN GAMING INC

CIK 0000897545

Entity typeother

Related Parties

1
  • filerCIK 0001272804

Filing Metadata

Form type
5
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 7:20 PM ET
Size
13.9 KB