Home/Filings/4/0001144204-05-003583
4//SEC Filing

NEPTUNE SOCIETY INC/FL 4

Accession 0001144204-05-003583

CIK 0001098532operating

Filed

Feb 7, 7:00 PM ET

Accepted

Feb 8, 4:55 PM ET

Size

13.2 KB

Accession

0001144204-05-003583

Insider Transaction Report

Form 4
Period: 2005-02-02
Transactions
  • Other

    Common Stock

    2005-02-02307,6920 total(indirect: See Footnote)
  • Expiration (Short)

    Stock Option (Right to Buy)

    2005-02-02150,0000 total
    Exercise: $0.65From: 2005-02-02Exp: 2005-02-02Common Shares (150,000 underlying)
  • Expiration (Short)

    Common Share Purchase Warrants

    2005-02-02307,6920 total(indirect: See Footnote)
    Exercise: $0.79From: 2005-02-02Exp: 2005-02-02Common Shares (307,692 underlying)
  • Other

    Common Stock

    2005-02-02107,7500 total(indirect: See Footnote)
  • Disposition to Issuer

    Common Stock

    2005-02-02123,3750 total
Footnotes (2)
  • [F1]The Neptune Society, Inc. paid to Marco Markin, Karla Campbell Markin and 570421 B.C. Ltd. an aggregated lump sum payment of Two Million Six Hundred Forty-Eight Thousand Nine Hundred Fifty-One Dollars (US$2,648,951) as the sole consideration for the purchase of the securities listed in footnote (2) below and the release of any and all claims arising out of or connected with said securities pursuant to a Separation and Release Agreement dated February 2, 2005.
  • [F2]The reporting individual owned 123,375 shares of common stock of The Neptune Society, Inc. (15,625 of the shares were the result of a 4:1 reverse stock split that occurred on 3/22/02); his spouse Karla Campbell Markin beneficially owned 107,750 shares of common stock of The Neptune Society, Inc; Markin held options exercisable to acquire an additional 150,000 shares of common stock of The Neptune Society, Inc. at $0.65 per share; and 570421 B.C. Ltd., a company controlled by Karla Campbell Markin, owned 307,692 shares of common stock of The Neptune Society, Inc. and warrants exercisable to acquire an additional 307,692 shares of common stock of The Neptune Society, Inc. at $0.79 per share.

Documents

1 file

Issuer

NEPTUNE SOCIETY INC/FL

CIK 0001098532

Entity typeoperating
IncorporatedFL

Related Parties

1
  • filerCIK 0001098532

Filing Metadata

Form type
4
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 4:55 PM ET
Size
13.2 KB