Home/Filings/4/0001144204-06-023320
4//SEC Filing

Titan Global Holdings, Inc. 4

Accession 0001144204-06-023320

CIK 0000770471operating

Filed

May 31, 8:00 PM ET

Accepted

Jun 1, 3:12 PM ET

Size

12.6 KB

Accession

0001144204-06-023320

Insider Transaction Report

Form 4
Period: 2006-12-30
MARKS DAVID M
Director10% Owner
Transactions
  • Other

    Convertible Promissory Note

    2006-03-24+4,500,0004,600,000 total(indirect: See footnote)
    Exercise: $0.10From: 2006-03-24Exp: 2013-03-24Common Stock (4,500,000 underlying)
  • Award

    Warrants

    2006-03-24+6,750,00011,350,000 total(indirect: See footnote)
    Exercise: $0.23From: 2006-03-24Exp: 2006-12-31Common Stock (6,750,000 underlying)
  • Other

    Common Stock

    2005-12-3166,000,00027,897,349 total(indirect: See footnote)
  • Other

    Common Stock

    2005-12-30$0.06/sh+9,253,414$591,29393,897,349 total(indirect: See footnote)
Footnotes (4)
  • [F1]Mr. Marks has sole voting and dispositive power of the shares of Farwell Equity Partners, LLC ("Farwell"), Irrevocable Children's Trust, Irrevocable Children's Trust No.2, Phoenix Business Trust, Forest Home Investors I, LLC, Ohio Investors of Wisconsin and Phoenix Investors LLC. Mr. Marks also has sole voting and dispositive power of 200,000 shares of common stock which are issued in his name, which includes 100,000 shares of common stock issuable to Mr. Marks upon exercise of currently exercisable options. Approximately ninety five percent of the membership units of Farwell are owned by Frank Crivello. David Marks owns approximately five percent of the membership units of Farwell and is the Managing Member of Farwell.
  • [F2]Represents 9,253,414 shares of common stock issued to Farwell upon conversion of an aggregate of $591,663.31 including accrued interest, at a value of $0.0639 per share.
  • [F3]On December 31, 2005, the Company and Farwell entered into an agreement for the Rescission of the Stock Purchase Agreement dated August 12, 2005. Pursuant to the terms of the Rescission Agreement, the Company returned to Farwell shares of Oblio Telecom, Inc. and Farwell returned to the Company the 66,000,000 shares of the Company's common stock.
  • [F4]Represents shares issuable upon conversion of a 10% convertible Promissory Note in the maximum principal amount of $450,000 to Farwell.

Documents

1 file

Issuer

Titan Global Holdings, Inc.

CIK 0000770471

Entity typeoperating
IncorporatedUT

Related Parties

1
  • filerCIK 0000770471

Filing Metadata

Form type
4
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 3:12 PM ET
Size
12.6 KB