MDC PARTNERS INC 4/A

Accession 0001144204-07-014081

$STGWCIK 0000876883operating

View on SEC.gov Company Profile

Filed

Mar 21, 8:00 PM ET

Accepted

Mar 22, 3:35 PM ET

Size

14.9 KB

Accession

0001144204-07-014081

Insider Transaction Report

Form 4/AAmended

Period: 2007-03-19

MDC PARTNERS INCMDCA

DICKSON ROBERT E

Managing Director

Transactions

Tax Payment
Class A Subordinate Voting Shares
2007-03-19$7.73/sh−13,761$106,373→ 86,539 total
Award
Financial Performance-Based Restricted Stock Units (Class A
2007-03-20+33,334→ 119,873 total

Holdings

Stock Appreciation Rights
Exercise: $7.25From: 2004-05-01Exp: 2007-04-30→ Class A Subordinate Voting Shares (100,000 underlying)
100,000
Stock Options
Exercise: $8.40From: 2002-04-10Exp: 2012-04-09→ Class A Subordinate Voting Shares (57,150 underlying)
57,150
Class A Subordinate Voting Shares
100,300
Stock Appreciation Rights
Exercise: $8.95From: 2007-04-28Exp: 2016-04-28→ Class A Subordinate Voting Shares (10,000 underlying)
10,000
Stock Appreciation Rights
Exercise: $9.71From: 2004-07-30Exp: 2007-07-29→ Class A Subordinate Voting Shares (13,333 underlying)
13,333

Footnotes (8)

[F1]Includes 45,000 Financial Performance-Based Restricted Stock Units (Class A Shares) (hereinafter, "RSU's) of the Issuer awarded on February 28, 2006. 22,500 of these RSU's were deemed fully vested as unrestricted Class A Shares on March 15, 2007. Also includes 15,000 RSU's of the Issuer awarded on April 28, 2006. 7,500 of these RSU's were deemed fully vested as unrestricted Class A Shares on March 15, 2007. The remaining RSU's may vest in 2008 and / or 2009 if the Issuer achieves specified financial performance targets in 2007 - 2008, and is dependent on continued employment. Such financial targets are set forth in a "Financial Performance-Based Restricted Stock Unit Agreement", a form of which was filed by the Issuer as an exhibit to a Form 8-K filed with the SEC on March 2, 2006.
[F2]Includes 35,000 RSU's, awarded April 28, 2006, all of which will vest on April 28, 2009, dependent on continued employment.
[F3]At the time the 30,000 RSU's vested, the Reporting Person elected to have 13,761 of the fully vested Class A Shares withheld to satisfy Canadian income tax withholding, and the remaining 16,239 full-vested, unrestricted Shares were issued.
[F4]A portion of the RSU's of the Issuer awarded March 20, 2007may vest in each of 2008, 2009, or 2010 if the Issuer achieves specified financial performance targets in 2007, 2008, and 2009, and is dependent on continued employment.
[F5]Stock Appreciation Rights (previously granted on May 1, 2003 or on July 30, 2003) vest 1/3 on each anniversary of the grant date, expire 4 years from the grant date, and may be settled in cash
[F6]Canadian dollars.
[F7]Stock Options (previously granted on April 10, 2002) vest 1/3 on the grant date, 1/3 on the following 2 anniversaries of the grant date, and expire 10 years from the grant date
[F8]Stock Appreciation Rights granted April 28, 2006 vest 50% on the first anniversary of the grant date, and 50% on the second anniversary of the grant date, expiring ten (10) years from the grant date, and may be settled in cash or stock, at the discretion of the Issuer.

Documents

1 file

4
v069220_ex.xml

Issuer

MDC PARTNERS INC

CIK 0000876883

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000876883

Filing Metadata

Form type: 4/A
Filed: Mar 21, 8:00 PM ET
Accepted: Mar 22, 3:35 PM ET
Size: 14.9 KB

View on SEC.gov