4//SEC Filing
Guideline, Inc. 4
Accession 0001144204-07-030164
CIK 0000801338operating
Filed
Jun 3, 8:00 PM ET
Accepted
Jun 4, 4:40 PM ET
Size
9.1 KB
Accession
0001144204-07-030164
Insider Transaction Report
Form 4
Guideline, Inc.GDLN
WALKE DAVID
DirectorChairman and CEO10% Owner
Transactions
- Exercise/Conversion
Warrants
2006-10-30−105,556→ 105,555 total(indirect: see footnote)Exercise: $0.80From: 2001-11-21Exp: 2006-10-30→ Common Stock (105,556 underlying) - Award
Common Stock
2006-10-30$0.80/sh+105,556$84,445→ 1,449,738 total(indirect: See footnote) - Award
Common Stock
2007-03-14$0.01/sh+10,000$100→ 917,528 total
Footnotes (3)
- [F1]Of the remaining warrants, warrants to purchase 105,555 shares of common stock are presently exercisable.
- [F2]These shares are beneficially owned indirectly through Walke Associates, Inc.
- [F3]This grant was made pursuant to the Company's 2003 Stock Incentive Plan and vests as follows: one-third upon grant, one-third on January 1, 2008, and one-third on January 1, 2009.
Documents
Issuer
Guideline, Inc.
CIK 0000801338
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0000801338
Filing Metadata
- Form type
- 4
- Filed
- Jun 3, 8:00 PM ET
- Accepted
- Jun 4, 4:40 PM ET
- Size
- 9.1 KB