|4Jun 4, 4:40 PM ET

Guideline, Inc. 4

4 · Guideline, Inc. · Filed Jun 4, 2007

Insider Transaction Report

Form 4
Period: 2006-10-30
WALKE DAVID
DirectorChairman and CEO10% Owner
Transactions
  • Exercise/Conversion

    Warrants

    2006-10-30105,556105,555 total(indirect: see footnote)
    Exercise: $0.80From: 2001-11-21Exp: 2006-10-30Common Stock (105,556 underlying)
  • Award

    Common Stock

    2006-10-30$0.80/sh+105,556$84,4451,449,738 total(indirect: See footnote)
  • Award

    Common Stock

    2007-03-14$0.01/sh+10,000$100917,528 total
Footnotes (3)
  • [F1]Of the remaining warrants, warrants to purchase 105,555 shares of common stock are presently exercisable.
  • [F2]These shares are beneficially owned indirectly through Walke Associates, Inc.
  • [F3]This grant was made pursuant to the Company's 2003 Stock Incentive Plan and vests as follows: one-third upon grant, one-third on January 1, 2008, and one-third on January 1, 2009.

Documents

1 file
  • 4
    v077545_ex.xmlPrimary