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Barker Joshua 4

Accession 0001144204-07-032447

CIK 0000812355other

Filed

Jun 17, 8:00 PM ET

Accepted

Jun 18, 9:58 PM ET

Size

8.4 KB

Accession

0001144204-07-032447

Insider Transaction Report

Form 4
Period: 2007-05-30
Barker Joshua
Executive VP-Risk Management
Transactions
  • Other

    Common Stock

    2007-05-3011,631,25513,175,802 total(indirect: See Footnote)
  • Sale

    Common Stock

    2007-06-15$2.00/sh2,000,000$4,000,00011,175,802 total(indirect: See Footnote)
Footnotes (3)
  • [F1]Prior to May 30, 2007, the shares indirectly beneficially held by the Reporting Person consisted of 22,503,772 shares directly held by SNB Associates, LLC and 2,303,285 shares directly held by Wildcat Holdco, LLC, a limited liability company controlled by SNB Associates, LLC. Greengroup Ethanol, LLC owned a controlling interest (62.84%) in SNB Associates, LLC and Greengroup, LLC owned a controlling interest (85.92%) in Greengroup Ethanol, LLC. On May 30, 2007, SNB Associates LLC, Wildcat Holdco, LLC and Greengroup Ethanol, LLC were each dissolved and the assets of each were distributed to their respective members. Accordingly, as of May 30, 2007, 13,175,802 shares were beneficially held by Greengroup, LLC. (Continued in footnote 2)
  • [F2]Patrick N. Barker controls Greengroup LLC through the provisions of Greengroup, LLC's Operating Agreement and Patrick Barker, Ann C. Barker, Brendon Barker, Joshua Barker, Timothy Barker and certain trusts for the benefit of the grandchildren of Patrick and Ann Barker own 19.25%, 19.25%, 20%, 20%, 20% and 1.5% of Greengroup, LLC, respectively.
  • [F3]On June 15, 2007, Greengroup LLC sold 2,000,000 shares of Orion Ethanol, Inc. to Jerry Nash, a director of Orion Ethanol, Inc., at a price of $2.00 per share.

Documents

1 file

Issuer

ORION ETHANOL, INC

CIK 0000812355

Entity typeother

Related Parties

1
  • filerCIK 0001373811

Filing Metadata

Form type
4
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 9:58 PM ET
Size
8.4 KB