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ALLIANCE SEMICONDUCTOR CORP /DE/ 4

Accession 0001144204-07-035643

CIK 0000913293operating

View on SEC.gov Company Profile

Filed

Jul 5, 8:00 PM ET

Accepted

Jul 6, 6:03 PM ET

Size

14.4 KB

Accession

0001144204-07-035643

Insider Transaction Report

Form 4

Period: 2007-07-03

ALLIANCE SEMICONDUCTOR CORP /DE/ALSC

Director

Transactions

Exercise/Conversion
Stock Option (right to buy)
2007-07-03−50,000→ 0 total
Exercise: $2.63From: 2006-11-01Exp: 2015-10-15→ Common Stock (50,000 underlying)
Purchase
Common Stock
2007-07-06$5.66/sh+59,032$334,198→ 2,042,187 total(indirect: Footnote 1)
Exercise/Conversion
Common Stock
2007-07-03$2.63/sh+50,000$131,500→ 50,000 total
Purchase
Common Stock
2007-07-06$5.66/sh+2,173$12,302→ 74,040 total(indirect: Footnote 2)

Holdings

Common Stock
(indirect: Footnote 3)
338,541
Common Stock
(indirect: Footnote 5)
100
Common Stock
(indirect: Footnote 4)
73,000

Riley Investment Management LLC

Director

Transactions

Exercise/Conversion
Common Stock
2007-07-03$2.63/sh+50,000$131,500→ 50,000 total
Purchase
Common Stock
2007-07-06$5.66/sh+59,032$334,198→ 2,042,187 total(indirect: Footnote 1)
Purchase
Common Stock
2007-07-06$5.66/sh+2,173$12,302→ 74,040 total(indirect: Footnote 2)
Exercise/Conversion
Stock Option (right to buy)
2007-07-03−50,000→ 0 total
Exercise: $2.63From: 2006-11-01Exp: 2015-10-15→ Common Stock (50,000 underlying)

Holdings

Common Stock
(indirect: Footnote 5)
100
Common Stock
(indirect: Footnote 3)
338,541
Common Stock
(indirect: Footnote 4)
73,000

Footnotes (6)

[F1]Sole equity owner of Riley Investment Management LLC, general partner of Riley Investment Partners Master Fund, L.P.
[F2]Indirect holder of an investment advisory account managed by Riley Investment Management LLC.
[F3]Bryant Riley, as controlling shareholder of B. Riley and Co. Inc.
[F4]Bryant Riley, as trustee of the B. Riley and Co. Retirement Trust.
[F5]Sole equity holder of BR Investco, LLC.
[F6]The option vested as to 10,000 shares on 11/1/06 and vested as to the remaining 40,000 shares on 1/25/07.

Documents

1 file

4
form49242_070607175929-.xmlPrimary

Issuer

ALLIANCE SEMICONDUCTOR CORP /DE/

CIK 0000913293

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000913293

Filing Metadata

Form type: 4
Filed: Jul 5, 8:00 PM ET
Accepted: Jul 6, 6:03 PM ET
Size: 14.4 KB

View on SEC.gov