Earnings Feed
Start Free
Home/Filings/4/A/0001144204-07-036397
4/A//SEC Filing

JP MORGAN PARTNERS GLOBAL INVESTORS SELLDOWN LLP 4/A

Accession 0001144204-07-036397

CIK 0001060736other
View on SEC.govCompany Profile

Filed

Jul 11, 8:00 PM ET

Accepted

Jul 12, 7:53 PM ET

Size

115.0 KB

Accession

0001144204-07-036397

Insider Transaction Report

Form 4/AAmended
Period: 2007-07-09
SEATTLE GENETICS INC /WASGEN
JPMP MASTER FUND MANAGER L P
10% Owner
Transactions
  • Conversion

    Class A Common Stock

    2007-07-09+559,850→ 559,850 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−55,985→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (559,850 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−7,632→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (76,320 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+2,263,980→ 2,263,980 total
  • Conversion

    Class A Common Stock

    2007-07-09+31,660→ 31,660 total(indirect: See Footnote)
  • Conversion

    Class A Common Stock

    2007-07-09+284,160→ 284,160 total(indirect: See Footnote)
  • Conversion

    Class A Common Stock

    2007-07-09+1,058,640→ 1,058,640 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−3,166→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (31,660 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−28,416→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (284,160 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+76,320→ 76,320 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−105,864→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (1,058,640 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−21,039→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (210,390 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−226,398→ 0 total
    Exercise: $2.50From: 2004-07-08→ Common Stock (2,263,980 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+210,390→ 210,390 total(indirect: See Footnote)
Holdings

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (51,478 underlying)
    51,478

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (101,421 underlying)
    101,421

  • Warrants

    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (469,594 underlying)
    469,594

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (5,736 underlying)
    5,736

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (38,114 underlying)
    38,114

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (13,826 underlying)
    13,826

  • Stock Options (Right to Purchase)

    (indirect: See Footnote)
    Exercise: $7.26From: 2005-05-16Exp: 2014-05-16→ Common Stock (10,000 underlying)
    10,000

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (132,331 underlying)
    132,331
JP MORGAN PARTNERS BHCA LP
10% Owner
Transactions
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−7,632→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (76,320 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+559,850→ 559,850 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−28,416→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (284,160 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+2,263,980→ 2,263,980 total
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−55,985→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (559,850 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−3,166→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (31,660 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+210,390→ 210,390 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−226,398→ 0 total
    Exercise: $2.50From: 2004-07-08→ Common Stock (2,263,980 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+76,320→ 76,320 total(indirect: See Footnote)
  • Conversion

    Class A Common Stock

    2007-07-09+1,058,640→ 1,058,640 total(indirect: See Footnote)
  • Conversion

    Class A Common Stock

    2007-07-09+284,160→ 284,160 total(indirect: See Footnote)
  • Conversion

    Class A Common Stock

    2007-07-09+31,660→ 31,660 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−105,864→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (1,058,640 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−21,039→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (210,390 underlying)
Holdings

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (132,331 underlying)
    132,331

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (51,478 underlying)
    51,478

  • Stock Options (Right to Purchase)

    (indirect: See Footnote)
    Exercise: $7.26From: 2005-05-16Exp: 2014-05-16→ Common Stock (10,000 underlying)
    10,000

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (13,826 underlying)
    13,826

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (101,421 underlying)
    101,421

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (38,114 underlying)
    38,114

  • Warrants

    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (469,594 underlying)
    469,594

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (5,736 underlying)
    5,736
JP MORGAN PARTNERS GLOBAL INVESTORS LP
10% Owner
Transactions
  • Conversion

    Class A Common Stock

    2007-07-09+210,390→ 210,390 total(indirect: See Footnote)
  • Conversion

    Class A Common Stock

    2007-07-09+1,058,640→ 1,058,640 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−7,632→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (76,320 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−21,039→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (210,390 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−28,416→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (284,160 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−3,166→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (31,660 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+76,320→ 76,320 total(indirect: See Footnote)
  • Conversion

    Class A Common Stock

    2007-07-09+559,850→ 559,850 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−55,985→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (559,850 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−105,864→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (1,058,640 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−226,398→ 0 total
    Exercise: $2.50From: 2004-07-08→ Common Stock (2,263,980 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+31,660→ 31,660 total(indirect: See Footnote)
  • Conversion

    Class A Common Stock

    2007-07-09+2,263,980→ 2,263,980 total
  • Conversion

    Class A Common Stock

    2007-07-09+284,160→ 284,160 total(indirect: See Footnote)
Holdings

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (13,826 underlying)
    13,826

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (5,736 underlying)
    5,736

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (132,331 underlying)
    132,331

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (38,114 underlying)
    38,114

  • Stock Options (Right to Purchase)

    (indirect: See Footnote)
    Exercise: $7.26From: 2005-05-16Exp: 2014-05-16→ Common Stock (10,000 underlying)
    10,000

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (101,421 underlying)
    101,421

  • Warrants

    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (469,594 underlying)
    469,594

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (51,478 underlying)
    51,478
JPMP CAPITAL CORP
10% Owner
Transactions
  • Conversion

    Class A Common Stock

    2007-07-09+559,850→ 559,850 total(indirect: See Footnote)
  • Conversion

    Class A Common Stock

    2007-07-09+76,320→ 76,320 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−3,166→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (31,660 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−105,864→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (1,058,640 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+210,390→ 210,390 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−226,398→ 0 total
    Exercise: $2.50From: 2004-07-08→ Common Stock (2,263,980 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+1,058,640→ 1,058,640 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−28,416→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (284,160 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+284,160→ 284,160 total(indirect: See Footnote)
  • Conversion

    Class A Common Stock

    2007-07-09+2,263,980→ 2,263,980 total
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−7,632→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (76,320 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−55,985→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (559,850 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+31,660→ 31,660 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−21,039→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (210,390 underlying)
Holdings

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (51,478 underlying)
    51,478

  • Stock Options (Right to Purchase)

    (indirect: See Footnote)
    Exercise: $7.26From: 2005-05-16Exp: 2014-05-16→ Common Stock (10,000 underlying)
    10,000

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (101,421 underlying)
    101,421

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (132,331 underlying)
    132,331

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (13,826 underlying)
    13,826

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (5,736 underlying)
    5,736

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (38,114 underlying)
    38,114

  • Warrants

    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (469,594 underlying)
    469,594
J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP
10% Owner
Transactions
  • Conversion

    Class A Common Stock

    2007-07-09+284,160→ 284,160 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−28,416→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (284,160 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+31,660→ 31,660 total(indirect: See Footnote)
  • Conversion

    Class A Common Stock

    2007-07-09+2,263,980→ 2,263,980 total
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−7,632→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (76,320 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−105,864→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (1,058,640 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−3,166→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (31,660 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+76,320→ 76,320 total(indirect: See Footnote)
  • Conversion

    Class A Common Stock

    2007-07-09+1,058,640→ 1,058,640 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−55,985→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (559,850 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+210,390→ 210,390 total(indirect: See Footnote)
  • Conversion

    Class A Common Stock

    2007-07-09+559,850→ 559,850 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−21,039→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (210,390 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−226,398→ 0 total
    Exercise: $2.50From: 2004-07-08→ Common Stock (2,263,980 underlying)
Holdings

  • Stock Options (Right to Purchase)

    (indirect: See Footnote)
    Exercise: $7.26From: 2005-05-16Exp: 2014-05-16→ Common Stock (10,000 underlying)
    10,000

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (13,826 underlying)
    13,826

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (5,736 underlying)
    5,736

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (101,421 underlying)
    101,421

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (38,114 underlying)
    38,114

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (132,331 underlying)
    132,331

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (51,478 underlying)
    51,478

  • Warrants

    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (469,594 underlying)
    469,594
JP MORGAN PARTNERS GLOBAL INVESTORS SELLDOWN LP
10% Owner
Transactions
  • Conversion

    Class A Common Stock

    2007-07-09+2,263,980→ 2,263,980 total
  • Conversion

    Class A Common Stock

    2007-07-09+210,390→ 210,390 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−3,166→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (31,660 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−105,864→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (1,058,640 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−55,985→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (559,850 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−226,398→ 0 total
    Exercise: $2.50From: 2004-07-08→ Common Stock (2,263,980 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−7,632→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (76,320 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+559,850→ 559,850 total(indirect: See Footnote)
  • Conversion

    Class A Common Stock

    2007-07-09+1,058,640→ 1,058,640 total(indirect: See Footnote)
  • Conversion

    Class A Common Stock

    2007-07-09+284,160→ 284,160 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−28,416→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (284,160 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−21,039→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (210,390 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+76,320→ 76,320 total(indirect: See Footnote)
  • Conversion

    Class A Common Stock

    2007-07-09+31,660→ 31,660 total(indirect: See Footnote)
Holdings

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (101,421 underlying)
    101,421

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (38,114 underlying)
    38,114

  • Stock Options (Right to Purchase)

    (indirect: See Footnote)
    Exercise: $7.26From: 2005-05-16Exp: 2014-05-16→ Common Stock (10,000 underlying)
    10,000

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (13,826 underlying)
    13,826

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (132,331 underlying)
    132,331

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (51,478 underlying)
    51,478

  • Warrants

    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (469,594 underlying)
    469,594

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (5,736 underlying)
    5,736
J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP
10% Owner
Transactions
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−21,039→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (210,390 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−105,864→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (1,058,640 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+31,660→ 31,660 total(indirect: See Footnote)
  • Conversion

    Class A Common Stock

    2007-07-09+559,850→ 559,850 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−226,398→ 0 total
    Exercise: $2.50From: 2004-07-08→ Common Stock (2,263,980 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+2,263,980→ 2,263,980 total
  • Conversion

    Class A Common Stock

    2007-07-09+284,160→ 284,160 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−55,985→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (559,850 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−3,166→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (31,660 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+1,058,640→ 1,058,640 total(indirect: See Footnote)
  • Conversion

    Class A Common Stock

    2007-07-09+210,390→ 210,390 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−28,416→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (284,160 underlying)
  • Conversion

    Class A Common Stock

    2007-07-09+76,320→ 76,320 total(indirect: See Footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2007-07-09−7,632→ 0 total(indirect: See Footnote)
    Exercise: $2.50From: 2004-07-08→ Common Stock (76,320 underlying)
Holdings

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (38,114 underlying)
    38,114

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (13,826 underlying)
    13,826

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (101,421 underlying)
    101,421

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (51,478 underlying)
    51,478

  • Warrants

    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (469,594 underlying)
    469,594

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (5,736 underlying)
    5,736

  • Warrants

    (indirect: See Footnote)
    Exercise: $6.25From: 2003-07-08Exp: 2011-12-31→ Common Stock (132,331 underlying)
    132,331

  • Stock Options (Right to Purchase)

    (indirect: See Footnote)
    Exercise: $7.26From: 2005-05-16Exp: 2014-05-16→ Common Stock (10,000 underlying)
    10,000
Footnotes (12)
  • [F1]The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P. The Reporting Person has no pecuniary interest in such securities.
  • [F10]N/A.
  • [F11]This filing is being amended to correct the amount of securities beneficially owned in Table I, Row 4, Box 5 which were previously reported as 79,320. The correct amount is 76,320.
  • [F12]This filing is being amended to correct the dates in Table II, Rows 8-14, Box 3. The dates listed on the filing previously submitted on 7/11/2007 were 2/9/2007. The correct dates are 7/9/2007.
  • [F2]The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. The Reporting Person has no pecuniary interest in such securities.
  • [F3]The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P. The Reporting Person has no pecuniary interest in such securities.
  • [F4]The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. The Reporting Person has no pecuniary interest in such securities.
  • [F5]The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P. The Reporting Person has no pecuniary interest in such securities.
  • [F6]The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown II), L.P. The Reporting Person has no pecuniary interest in such securities.
  • [F7]The conversion price of the Series A Convertible Preferred Stock is equal to the initial purchase price divided by $2.50, as adjusted for stock splits, stock dividends, combinations and other similar capitalizations of the Issuer's Common and Preferred Stock. Initially this results in a 1 for 10 conversion ratio. Each share of Series A Convertible Preferred Stock is entitled to 0.93 votes for each share of Common Stock into which such share of Convertible Preferred Stock could then be converted.
  • [F8]All outstanding shares of the Issuer's Series A Convertible Preferred Stock are convertible at the holder's option into shares of the Issuer's Common Stock on a 10 to 1 basis any time after July 8, 2004. This right to convert does not expire.
  • [F9]These options were granted to Srinivas Akkaraju, a director of the Issuer. Mr. Akkaraju is obligated to transfer any shares issued under the Stock Option to J.P. Morgan Partners (BHCA), L.P. ("JPM BHCA") at the request of JPM BHCA.

Documents

2 files

Issuer

SEATTLE GENETICS INC /WA

CIK 0001060736

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001317638

Filing Metadata

Form type
4/A
Filed
Jul 11, 8:00 PM ET
Accepted
Jul 12, 7:53 PM ET
Size
115.0 KB
View on SEC.gov