4//SEC Filing
Guideline, Inc. 4
Accession 0001144204-07-047002
CIK 0000801338operating
Filed
Aug 28, 8:00 PM ET
Accepted
Aug 29, 4:13 PM ET
Size
14.2 KB
Accession
0001144204-07-047002
Insider Transaction Report
Form 4
Guideline, Inc.GDLN
WALKE DAVID
DirectorChairman and CEO10% Owner
Transactions
- Disposition from Tender
Common Stock
2007-08-20$1.35/sh−399,000$538,650→ 518,528 total - Disposition from Tender
Common Stock
2007-08-20$1.35/sh−1,344,182$1,814,646→ 211,111 total(indirect: See Footnote) - Disposition to Issuer
Stock Option (Right to Buy)
2007-08-24$0.10/sh−50,000$5,000→ 0 totalExercise: $1.25From: 2003-02-26Exp: 2013-02-26→ Common Stock (50,000 underlying) - Disposition from Tender
Common Stock
2007-08-23$1.35/sh−518,528$700,013→ 0 total - Disposition to Issuer
Common Stock
2007-08-24$1.35/sh−211,111$285,000→ 0 total(indirect: See Footnote) - Disposition to Issuer
Stock Option (Right to Buy)
2007-08-24$0.94/sh−350,000$329,000→ 0 totalExercise: $0.41From: 2002-11-21Exp: 2011-11-21→ Common Stock (350,000 underlying)
Footnotes (3)
- [F1]These shares were beneficially owned indirectly through Walke Associates, Inc.
- [F2]Disposed of pursuant to the Agreement and Plan of Merger, dated June 28, 2007 (the "Merger Agreement"), by and among Guideline, Inc., Knickerbocker Acquisitons Corp. and infoUSA, Inc., in exchange for $1.35 for each share of the issuer held by the reporting person.
- [F3]Pursuant to the Merger Agreement, upon the merger each option ceased to represent a right to acquire shares of common stock of Guideline, Inc. and was converted into the right to receive a cash payment representing the difference between the exercise price of the option and $1.35 per share.
Documents
Issuer
Guideline, Inc.
CIK 0000801338
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0000801338
Filing Metadata
- Form type
- 4
- Filed
- Aug 28, 8:00 PM ET
- Accepted
- Aug 29, 4:13 PM ET
- Size
- 14.2 KB