4//SEC Filing
ICAGEN INC 4
Accession 0001144204-07-052102
CIK 0000902622operating
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 4:04 PM ET
Size
19.1 KB
Accession
0001144204-07-052102
Insider Transaction Report
Form 4
ICAGEN INCICGN
WALKER REID S
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value per share
2007-09-26$1.97/sh−1,500,000$2,955,000→ 3,557,063 total(indirect: By Partnership)
Walker Smith Capital QP L P
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value per share
2007-09-26$1.97/sh−1,500,000$2,955,000→ 3,557,063 total(indirect: By Partnership)
SMITH G STACY
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value per share
2007-09-26$1.97/sh−1,500,000$2,955,000→ 3,557,063 total(indirect: By Partnership)
WALKER SMITH CAPITAL L P
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value per share
2007-09-26$1.97/sh−1,500,000$2,955,000→ 3,557,063 total(indirect: By Partnership)
WS CAPITAL MANAGEMENT LP
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value per share
2007-09-26$1.97/sh−1,500,000$2,955,000→ 3,557,063 total(indirect: By Partnership)
WS CAPITAL LLC
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value per share
2007-09-26$1.97/sh−1,500,000$2,955,000→ 3,557,063 total(indirect: By Partnership)
WALKER SMITH INTERNATIONAL LTD
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value per share
2007-09-26$1.97/sh−1,500,000$2,955,000→ 3,557,063 total(indirect: By Partnership)
Becker Steven R
10% Owner
Transactions
- Sale
Common Stock, $0.001 par value per share
2007-09-26$1.97/sh−1,500,000$2,955,000→ 3,557,063 total(indirect: By Partnership)
Footnotes (5)
- [F1]Includes (i) 1,467,798 shares of the common stock, par value $0.001 per share (the "Shares"), of Icagen, Inc. (the "Company"), beneficially owned by WS Capital, L.L.C. ("WS Capital") and WS Capital Management, L.P. ("WSC Management") for the accounts of (a) Walker Smith Capital, L.P. ("WSC"), which beneficially owns 47,400 Shares and warrants to purchase an additional 23,870 Shares, (b) Walker Smith Capital (Q.P.), L.P. ("WSCQP"), which beneficially owns 310,086 Shares and warrants to purchase an additional 156,200 Shares, (c) Walker Smith International Fund, Ltd. ("WS International"), which beneficially owns 449,302 Shares and warrants to purchase an additional 226,310 Shares and (d) HHMI Investments, L.P. ("HHMI"), which beneficially owns 169,352 Shares and warrants to purchase an additional 85,278 Shares,
- [F2](ii) 1,467,696 shares beneficially owned by WSV Management, L.L.C. ("WSV") and WS Ventures Management, L.P. ("WSVM") for the accounts of (a) WS Opportunity Fund, L.P. ("WSO"), which beneficially owns 277,035 Shares and warrants to purchase an additional 139,557 Shares, (b) WS Opportunity Fund (Q.P.), L.P. ("WSOQP"), which beneficially owns 263,188 Shares and warrants to purchase an additional 132,575 Shares and (c) WS Opportunity Fund International, Ltd. ("WSO International"), which beneficially owns 435,816 Shares and warrants to purchase an additional 219,525 Shares,
- [F3](iii) 2,201,897 Shares beneficially owned by BC Advisors, LLC ("BCA") and SRB Management, L.P. ("SRB Management") for the accounts of (a) SRB Greenway Capital, L.P. ("SRBGC"), which beneficially owns 150,138 Shares and warrants to purchase an additional 75,543 Shares, (b) SRB Greenway Capital (Q.P.), L.P., ("SRBQP"), which beneficially owns 1,259,175 Shares and warrants to purchase an additional 634,191 Shares and (c) SRB Greenway Offshore Operating Fund, L.P., a Cayman Islands limited partnership ("SRB Offshore"), which beneficially owns 55,097 Shares and warrants to purchase an additional 27,753 Shares and (iv) 189,639 Shares beneficially owned by Steven R. Becker individually, which includes 140,474 Shares and warrants to purchase an additional 49,165 Shares.
- [F4]This Form 4 is filed on behalf of WS Capital, WSC Management, WSV, WSVM, WSC, WSCQP, WS International, WSO, WSOQP, WSO International, BCA, SRB Management, SRBGC, SRBQP, SRB Offshore, Reid S. Walker, G. Stacy Smith, Patrick P. Walker and Steven R. Becker (collectively, the "Reporting Persons"). Reid S. Walker and G. Stacy Smith are the sole principals of WS Capital, Reid S. Walker, G. Stacy Smith and Patrick P. Walker are the sole principals of WSV, and Steven R. Becker is the sole principal of BCA. WS Capital is the general partner of WSC Management, which is the general partner of WSC and WSCQP and the agent and attorney-in-fact for WS International. WSV is the general partner of WSVM, which is the general partner of WSO and WSOQP and the agent and attorney-in-fact for WSO International. BCA is the general partner of SRB Management, which is the general partner of SRBGC, SRBQP and SRB Offshore.
- [F5]Each of the Reporting Persons hereby expressly disclaims membership in a "group" under the Securities Exchange Act of 1934 with respect to the securities reported herein, and this Form 4 shall not be deemed to be an admission that any such Reporting Person is a member of such a group. Each of the Reporting Persons hereby expressly disclaims beneficial ownership of the securities reported herein, other than to the extent of its pecuniary interest therein, and this Form 4 shall not be deemed to be an admission that any such Reporting Person is the beneficial owner of the securities reported herein for purposes of the Securities Exchange Act of 1934 or for any other purpose.
Documents
Issuer
ICAGEN INC
CIK 0000902622
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000902622
Filing Metadata
- Form type
- 4
- Filed
- Sep 30, 8:00 PM ET
- Accepted
- Oct 1, 4:04 PM ET
- Size
- 19.1 KB